Item 2. Unregistered Sales of Equity Securities
Item 2.
Unregistered Sales of Equity Securities and Use of Proceeds
Issuer Purchases of Equity Securities
2020
Total Number of
Shares (or Units)
Purchased(1)
Average Price
Paid Per Share
Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs(2)
Maximum Number (or Approximate Dollar Value) of Shares (or Units) that May Yet Be Purchased Under the Plans or Programs(2)
January 1 to January 31
32,232
$
76.45
25,000
4,094,401
February 1 to February 29
1,742,690
76.99
825,134
3,269,267
March 1 to March 31
66,958
65.83
—
3,269,267
Total January 1 to March 31
1,841,880
$
76.57
850,134
3,269,267
April 1 to April 30
9,394
$
52.62
—
3,269,267
May 1 to May 31
9,000
49.98
—
3,269,267
June 1 to June 30
10,541
57.11
4,000
3,265,267
Total April 1 to June 30
28,935
$
53.43
4,000
3,265,267
Total January 1 to June 30
1,870,815
$
76.22
854,134
$
3,265,267
(1)
Includes the repurchase of 991,746 and 24,935 shares in treasury transactions arising from net settlement of equity awards to satisfy minimum tax obligations during the three months ended March 31, 2020 and June 30, 2020, respectively.
(2)
On October 23, 2017, our Board of Directors authorized (in addition to the net settlement of equity awards) the repurchase of Class A Shares and/or LP Units so that from that date forward, Evercore is able to repurchase an aggregate of the lesser of $750.0 million worth of Class A Shares and/or LP Units and 8.5 million Class A Shares and/or LP Units. Under this share repurchase program, shares may be repurchased from time to time in open market transactions, in privately-negotiated transactions or otherwise. The timing and the actual amount of shares repurchased will depend on a variety of factors, including legal requirements, price and economic and market conditions. This program may be suspended or discontinued at any time and does not have a specified expiration date.
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Item 6.
Exhibits and Financial Statement Schedules
Exhibit
Number
Description
31.1
Certification of the Co-Chief Executive Officer pursuant to Rule 13a-14(a) (filed herewith)
31.2
Certification of the Co-Chief Executive Officer pursuant to Rule 13a-14(a) (filed herewith)
31.3
Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) (filed herewith)
32.1
Certification of the Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
32.2
Certification of the Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
32.3
Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
101.INS
The following materials from the Registrant's Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, are formatted in Inline XBRL: (i) Condensed Consolidated Statements of Financial Condition as of June 30, 2020 and December 31, 2019, (ii) Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2020 and 2019, (iii) Condensed Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2020 and 2019, (iv) Condensed Consolidated Statements of Changes in Equity for the three and six months ended June 30, 2020 and 2019, (v) Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2020 and 2019, and (vi) Notes to Condensed Consolidated Financial Statements, tagged as blocks of text including detailed tags
101.SCH
Inline XBRL Taxonomy Extension Schema
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
104
Cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 is formatted in Inline XBRL (and contained in Exhibit 101)
The agreements and other documents filed as exhibits to this report are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and you should not rely on them for that purpose. In particular, any representations and warranties made by us in these agreements or other documents were made solely within the specific context of the relevant agreement or document and may not describe the actual state of affairs as of the date they were made or at any other time.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: August 4, 2020
Evercore Inc.
By:
/ S / RALPH SCHLOSSTEIN
Name:
Ralph Schlosstein
Title:
Co-Chief Executive Officer and Co-Chairman
By:
/ S / JOHN S. WEINBERG
Name:
John S. Weinberg
Title:
Co-Chief Executive Officer and Co-Chairman
By:
/S/ ROBERT B. WALSH
Name:
Robert B. Walsh
Title:
Chief Financial Officer
65
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.