Item 2. Unregistered Sales of Equity Securities
ITEM
2. UNREGISTERED
SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Except
as set forth below or previously reported on a Current Report on Form 8-K, we had no unregistered sales of equity securities during
the three month period ended June 30, 2020.
On
August 14, 2020, the Company issued warrants to purchase up to 36,664 shares of Common Stock to a FINRA-registered broker-dealer
and certain individuals associated with the broker-dealer for services related to our August 2020 financing.
The
warrants were issued in reliance on an exemption from the registration requirements of the Securities Act afforded by Section
4(a)(2) thereof.
ITEM
3. DEFAULTS
UPON SENIOR SECURITIES
None.
ITEM
4. MINE
SAFETY DISCLOSURES
Not
applicable.
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