What changed in this filing

/stocks — the workspaceLOADING

Item 9A. Controls and Procedures

2021-11-10 compared with 2020-11-04 · 37 added, 26 removed, 266 unchanged (19% of the section changed)

31 unchanged sentences

Robert McAllister

President, Chief Executive Officer, Chief

Financial Officer and Director

President, Chief Executive Officer, Chief Financial Officer and Director

November 2007

April 14, 2008

Kristian Ross*

July 31, 2017

October 23, 2015

On December 31, 2019 Directors Kevin Brown and Kristian Ross resigned as Directors of the Company

Business Experience

6 unchanged sentences

McAllister is a resource investment entrepreneur with over 20 years of experience in resource sector evaluations and commodity cycle analysis.

Kevin Brown, Director

With an investment and business background, Mr.

Kevin Brown leads his organization:

Character Counts Coaching and Consulting.

Brown works with business owners and executives in creating unity and strategy and overcoming the roadblocks towards achieving short and long term goals.

Currently, Mr.

Brown is an asset to many organizations, being directly involved in mediation, negotiations, and consulting leaders and their teams in developing strategy and execution.

Kristian Ross, Director

Kristian Ross has extensive experience in management and financing of Canadian junior resource companies for the past 40 years, including from early-stage project exploration and project procurement through feasibility, mine development, and production.

Ross has experience in both base metal and precious metals project development and was previously President and CEO of a public mining company with two underground gold and silver mines in northern Canada.

On December 31, 2019 Kevin Brown and Kristian Ross resigned as Directors but remained on as Advisors.

Family Relationships

54 unchanged sentences

President and Director

Kristian Ross

(1) On November 30, 2007, Mr.

33 unchanged sentences

On May 11, 2018, the Company granted 535,000 stock options to a director and consultant of the Company with an exercise price of $0.06, expiring May 11, 2023.

On November 12, 2020 the Company signed Flathead Business Solutions to a 12 month contract for $12,000 and the issuance of 500,000 stock options valid for 5 years at $0.05 cents each.

On December 14, 2020 the Company signed Rodney Blake to a 12 month contract for the issuance of 100,000 stock options valid for 5 years at $0.05 cents each.

On December 14, 2020 the Company signed Albert Clark Rich to a 12 month contract for the issuance of 500,000 stock options valid for 5 years at $0.05 cents each.

On December 14, 2020 the Company issued 500,000 stock options to the CEO of the Company valid for 5 years at $0.05 cents each.

On December 14, 2020 the Company issued 1,000,000 stock options to a Consultant of the Company valid for 5 years at $0.05 cents each.

On February 25, 2020, the Company granted 2,000,000 stock options to a consultant of the Company with an exercise price of $0.02, expiring February 25, 2022.

On January 28, 2021 the Company signed Mark Snyder to a 12 month contract for $30,000 and the issuance of 2,000,000 stock options valid for 5 years at $0.14 cents each.

On February 4, 2021 the Company signed Barry Brooks to a 12 month contract for the issuance of 100,000 stock options valid for 5 years each at $0.18 cents each.

On February 5, 2021 the Company signed Paul Sandler to a 12 month contract for the issuance of 100,000 stock options valid for 5 years each at $0.18 cents each.

On February 5, 2021 the Company signed Bruce Shellinger to a 12 month contract for the issuance of 100,000 stock options valid for 5 years each at $0.18 cents each.

On February 5, 2021 the Company signed Richard Smith to a 12 month contract for the issuance of 100,000 stock options valid for 5 years each at $0.18 cents each.

On April 27, 2021 the Company signed Michael Cornelius to a 12 month contract for the issuance of 100,000 stock options valid for 5 years at $0.12 cents each.

On May 28, 2021, the Company issued 50,000 stock options to one of the consultants of the Company with an exercise price of $0.12 vested immediately, expiring May 28, 2026.

On June 1, 2021, the Company issued 2,000,000 common shares as a result of the exercise of 2,000,000 warrants exercised at $0.05 per common share.

On June 8, 2021, the Company issued 400,000 common shares to the Company CEO as a result of the exercise of 400,000 warrants exercised at $0.05 per common share.

On June 8, 2021 the Company issued 100,000 common shares as a result of the exercise of 100,000 options exercised at $0.07 per common share.

On June 29, 2021 the Company issued 100,000 common shares as a result of the exercise of 100,000 warrants exercised at $0.05 per common share.

On July 29, 2021 the Company issued 40,000 common shares as a result of the exercise of 40,000 warrants exercised at $0.04 per common share.

On July 29, 2021 the Company announced it had engaged Fundamental Research Corp.

Fundamental Research Corp.

is an issuer-paid independent research house.

On August 17, 2021 the Company announced the filing of provisional patent #3, known as Enertopia Rainmaker TM

On Aug 23, 2021 the Company issued 40,000 common shares as a result of the exercise of 40,000 warrants exercised at $0.04 per common share.

On Aug 31, 2021 the Company issued 40,000 common shares as a result of the exercise of 40,000 warrants exercised at $0.04 per common share.

Outstanding Equity Awards at Fiscal Year End

29 unchanged sentences

500,000 Options which are exercisable at $0.07 into common shares;

500,000 Options which are exercisable at $0.05 into common shares;

200,000 warrants which are exercisable at $0.05 into common shares;

7,005,000 common shares.

Note 200,000 warrants above expired subsequent to year end.

Changes in Control

3 unchanged sentences

For the year ended August 31, 2021, the Company was party to the following related party transactions:

Incurred $10,500 (2019 - $42,000) to the President of the Company in consulting fees (Note 8).

Incurred $Nil (2020 - $10,500) to the President of the Company in consulting fees (Note 7).

As at August 31, 2021, the accounts payable to the President of the Company was $111,659 (2020:

Repaid a short-term loan from the President of the Company in the amount of CAD$21,156 including accrued interest ($15,968).

Incurred $Nil (2019:

$395) to a director of the Company.

The related party transactions are recorded at the exchange amount established and agreed to between the related parties.

71 unchanged sentences

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Financial Officer).

XBRL Instance Document

XBRL Taxonomy Extension Schema Document

XBRL Taxonomy Extension Calculation Linkbase Document

XBRL Taxonomy Extension Definition Linkbase Document

XBRL Taxonomy Extension Label Linkbase Document

XBRL Taxonomy Extension Presentation Linkbase Document

* Filed herewith.

5 unchanged sentences

Principal Executive Officer

October 30, 2020.

November 5, 2021.

/s/ Robert McAllister

2 unchanged sentences

Principal Financial Officer and Principal Accounting Officer

October 30, 2020.

November 5, 2021.

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

3 unchanged sentences

Principal Executive Officer

October 30, 2020.

November 5, 2021.

/s/ Robert McAllister

2 unchanged sentences

Principal Financial Officer and Principal Accounting Officer

October 30, 2020.

November 5, 2021.

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 9A. Controls and Procedures