ELUTIA INC. 10-Q

Item 5. Other Information. During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted or terminated any contract, instruction, or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any " non-Rule 10b5 -1 trading arrangement" (as defined in Item 408 of Regulation S-K). ​ 44 Table of Contents Item 6. Exhibits. Exhibit Number Description Form File No. Exhibit Filing Date Filed/ Furnished Herewith ​ ​ ​ ​ ​ ​ ​ ​ 4.1 ​ Form of Prefunded Warrant 8-K 001-39577 4.1 6/18/2024 ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.1 ​ Second Amendment to Credit Agreement, dated March 27, 2024, by and among Elutia Inc., SWK Funding LLC, as Agent, and the Lenders from time to time party thereto. 8-K 001-39577 10.1 4/1/2024 ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.2 ​ Placement Agency Agreement, dated June 16, 2024, by and between Elutia Inc. and Lake Street Capital Markets, LLC 8-K 001-39577 10.1 6/18/2024 ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.3 ​ Form of Securities Purchase Agreement 8-K 001-39577 10.2 6/18/2024 ​ ​ ​ ​ ​ ​ ​ ​ ​ 31.1 ​ Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * ​ 31.2 ​ Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * ​ 32.1 ​ Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ** ​ 32.2 ​ Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ** ​ 101.INS ​ Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. * ​ 101.SCH ​ Inline XBRL Taxonomy Extension Schema Document * ​ 101.CAL ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document * 45 Table of Contents ​ 101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document * ​ 101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document * ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document * ​ ​ ​ ​ ​ ​ ​ ​ 104 ​ Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) ​ ​ ​ ​ * ​ * Filed herewith. ​ ** Furnished herewith. ​ ​ ​ 46 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ELUTIA INC. ​ Date: August 13, 2024 By: /s/ C. Randal Mills, Ph.D. ​ ​ C. Randal Mills, Ph.D. ​ ​ President and Chief Executive Officer ​ ​ (principal executive officer) ​ Date: August 13, 2024 By: /s/ Matthew Ferguson ​ ​ Matthew Ferguson ​ ​ Chief Financial Officer ​ ​ (principal financial officer and principal accounting officer) ​ ​ ​ 47