EGAIN Corp 10-Q

Item 5. Other Information (c) Trading Plans Promod Narang , our former Chief Technology Officer , on August 20, 2024 , terminated his Rule 10b5-1 trading plan adopted on May 28, 2024 . Other than as disclosed above, during the three months ended September 30, 2024, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K). ​ 53 Table of Contents Item 6. Exhibits ​ ​ ​ ​ Exhibits No. Description of Exhibits ​ ​ ​ 31.1 ​ Rule 13a-15(e)/15d-15(e) Certification of Chief Executive Officer. ​ ​ ​ 31.2 ​ Rule 13a-15(e)/15d-15(e) Certification of Chief Financial Officer. ​ ​ ​ 32.1* ​ Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002 of Ashutosh Roy, Chief Executive Officer. ​ ​ ​ 32.2* ​ Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002 of Eric Smit, Chief Financial Officer. ​ ​ ​ 101 ​ Interactive Data Files Pursuant to Rule 405 of Regulation S-T: (i) Condensed Consolidated Balance Sheets as of September 30, 2024 and June 30, 2024, (ii) Condensed Consolidated Statements of Operations for the three months ended September 30, 2024 and 2023, (iii) Condensed Consolidated Statements of Comprehensive Income for the three months ended September 30, 2024 and 2023, (iv) Condensed Consolidated Statements of Stockholders’ Equity for the three months ended September 30, 2024 and 2023, (v) Condensed Consolidated Statements of Cash Flows for the three months ended September 30, 2024 and 2023 and (vi) Notes to Condensed Consolidated Financial Statements. ​ ​ ​ 101.INS ​ Inline XBRL Instance Document ​ ​ ​ 101.SCH ​ Inline XBRL Taxonomy Extension Schema Document ​ ​ ​ 101.CAL ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ ​ ​ 101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ ​ ​ 101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ ​ ​ 101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ 104 ​ Cover Page Interactive Data File (embedded within the Inline XBRL document). ​ * In accordance with Item 601(b)(32)(ii) of Regulation S-K and SEC Release No. 34-47986, the certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act or deemed to be incorporated by reference into any filing under the Exchange Act or the Securities Act except to the extent that the registrant specifically incorporates it by reference. ​ ​ 54 Table of Contents SIG NATURE ​ Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ ​ Dated: November 12, 2024 eGain Corporation ​ ​ ​ ​ By ​ /s/ Eric N. Smit ​ ​ Eric N. Smit ​ ​ Chief Financial Officer ​ ​ (Principal Financial and Accounting Officer) ​ ​ ​ ​ 55