1 unchanged sentence
(c) Trading Plans
−Removed: During the three months ended December 31, 2023, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
+Added: Adoption Date
+Added: Expiration Date
+Added: Aggregate # of Securities to be Purchased/Sold
+Added: Chief Financial Officer
+Added: Smit, Chief Financial Officer, adopted a Rule 10b5-1 trading plan on March 8, 2024.
+Added: Smit's plan provides for the potential exercise of 80,000 vested stock options and 1,461 restricted stock units with the associated potential sale of up to 81,461 shares of the Company’s common stock.
+Added: The restricted stock units will vest on November 15, 2024, subject to continued service with the Company through such vesting date.
+Added: The plan expires on March 6, 2026, or upon the earlier completion of all authorized transactions under the plan.
+Added: This trading plan was entered into during an open window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
+Added: Other than as disclosed above, during the three months ended March 31, 2024, none of our directors or Section 16 officers adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
Description of Exhibits
−Removed: eGain Corporation Amended and Restated 2005 Stock Incentive Plan (as amended and restated on October 12, 2023).
Rule 13a-15(e)/15d-15(e) Certification of Chief Executive Officer.
5 unchanged sentences
Interactive Data Files Pursuant to Rule 405 of Regulation S-T:
−Removed: (i) Condensed Consolidated Balance Sheets as of December 31, 2023 and June 30, 2023, (ii) Condensed Consolidated Statements of Operations for the three and six months ended December 31, 2023 and 2022, (iii) Condensed Consolidated Statements of Comprehensive Income (Loss) for the three and six months ended December 31, 2023 and 2022, (iv) Condensed Consolidated Statements of Stockholders’ Equity for the three and six months ended December 31, 2023 and 2022, (v) Condensed Consolidated Statements of Cash Flows for the six months ended December 31, 2023 and 2022 and (vi) Notes to Condensed Consolidated Financial Statements.
+Added: (i) Condensed Consolidated Balance Sheets as of March 31, 2024 and June 30, 2023, (ii) Condensed Consolidated Statements of Operations for the three and nine months ended March 31, 2024 and 2023, (iii) Condensed Consolidated Statements of Comprehensive Income (Loss) for the three and nine months ended March 31, 2024 and 2023, (iv) Condensed Consolidated Statements of Stockholders’ Equity for the three and nine months ended March 31, 2024 and 2023, (v) Condensed Consolidated Statements of Cash Flows for the nine months ended March 31, 2024 and 2023 and (vi) Notes to Condensed Consolidated Financial Statements.
Inline XBRL Instance Document
5 unchanged sentences
Cover Page Interactive Data File (embedded within the Inline XBRL document).
−Removed: # Indicates management contract or compensatory plan or arrangement.
In accordance with Item 601(b)(32)(ii) of Regulation S-K and SEC Release No.
1 unchanged sentence
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: February 8, 2024
eGain Corporation
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.