2 unchanged sentences
Item 601 of Regulation S-K.
−Removed: Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
−Removed: Certification of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
−Removed: Certification of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
−Removed: Certification of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
+Added: of Warrant (Previously filed as exhibit 4.1 to the Company’s Current Report on Form 8-K with the SEC on August 16, 2023)
+Added: of Warrant (Previously filed as exhibit 4.1 to the Company’s Current Report on Form 8-K with the SEC on October 5, 2023)
+Added: of the SPA (Previously filed as exhibit 10.1 to the Company’s Current Report on Form 8-K with the SEC on August 16,
+Added: of Investor Note (Previously filed as exhibit 10.2 to the Company’s Current Report on Form 8-K with the SEC on August
+Added: of Second Investor Note (Previously filed as exhibit 10.3 to the Company’s Current Report on Form 8-K with the SEC on
+Added: August 16, 2023)
+Added: dated August 10, 2023 (Previously filed as exhibit 10.4 to the Company’s Current Report on Form 8-K with the SEC on
+Added: August 16, 2023)
+Added: of the Purchase Agreement (Previously filed as exhibit 10.5 to the Company’s Current Report on Form 8-K with the SEC
+Added: on August 16, 2023)
+Added: of the Purchase Agreement (Previously filed as exhibit 10.1 to the Company’s Current Report on Form 8-K with the SEC
+Added: on October 5, 2023)
+Added: of the Note (Previously filed as exhibit 10.2 to the Company’s Current Report on Form 8-K with the SEC on October 5,
+Added: of Registration Rights Agreement (Previously filed as exhibit 10.3 to the Company’s Current Report on Form 8-K with
+Added: the SEC on August 16, 2023)
+Added: Certification
+Added: of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
+Added: Certification
+Added: of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
+Added: Certification
+Added: of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
+Added: Certification
+Added: of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith
+Added: electronically**
XBRL Exhibits
+Added: Cover Page Interactive Data File (embedded
+Added: within the Inline XBRL document)
* Filed herewith
4 unchanged sentences
SPLASH BEVERAGE GROUP, INC.
−Removed: August 14, 2023
+Added: November 14, 2023
/s/ Robert Nistico
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 14, 2023
−Removed: /s/ Ronald Wall
−Removed: Ronald Wall, CFO
+Added: November 14, 2023
+Added: /s/ Fatima Dhalla
+Added: Fatima Dhalla, Interim CFO
(Principal Accounting Officer and Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.