1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended March 31, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended June 30, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Description Form File Number Date Exhibit No.
16 unchanged sentences
8-K 001-41261 February 16, 2022 3.2
−Removed: 10.1** Common Stock Purchase Agreement, dated as of April 28, 2026, by and between Direct Digital Holdings, Inc.
−Removed: and Roth Principal Investments, LLC.
−Removed: 8-K 001-41261 April 28, 2026 10.1
−Removed: 10.2** Registration Rights Agreement, dated as of April 28, 2026, by and between Direct Digital Holdings, Inc.
+Added: 10.1** Twelfth Amendment and Waiver to Term Loan and Security Agreement, dated as of May 15, 2026, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto.
+Added: 8-K 001-41261 May 21, 2026 10.1
+Added: 10.2** Letter Agreement, dated May 18, 2026, between Direct Digital Holdings, Inc.
and Roth Principal Investments, LLC.
−Removed: 8-K 001-41261 April 28, 2026 10.2
+Added: 8-K 001-41261 May 21, 2026 10.2
+Added: 10.3+ Amendment to Direct Digital Holdings, Inc.
+Added: 2022 Omnibus Incentive Plan, as amended.
+Added: 8-K 001-41261 July 31, 2026 10.1
31.1 Certification of the Chief Executive Officer of Direct Digital Holdings, Inc., pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
16 unchanged sentences
A copy of any omitted schedule or attachment will be furnished supplementally to the Securities and Exchange Commission upon request.
+Added: +Indicates management contract or compensatory plan required to be filed as an Exhibit.
Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 14, 2026
DIRECT DIGITAL HOLDINGS, INC.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.