1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended September 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Description Form File Number Date Exhibit No.
9 unchanged sentences
3.5 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc.
+Added: 10-Q 001-41261 November 12, 2025 3.5
+Added: 3.6 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc.
+Added: 8-K 001-41261 January 12, 2026 3.1
+Added: 3.7 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Direct Digital Holdings, Inc.
+Added: 8-K 001-41261 April 28, 2026 3.1
3.8 Amended and Restated Bylaws of Direct Digital Holdings, Inc.
8-K 001-41261 February 16, 2022 3.2
−Removed: 10.1 Amendment to Term Loan and Security Agreement, dated August 8, 2025, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto.
−Removed: 8-K 001-41261 August 11, 2025 10.1
−Removed: 10.2 Letter Agreement, dated August 8, 2025, by and among Direct Digital, LLC, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc.
−Removed: and Lafayette Square Loan Servicing, LLC and Lafayette Square USA, Inc.
−Removed: 8-K 001-41261 August 11, 2025 10.2
−Removed: 10.3 Amendment to Term Loan and Security Agreement, dated September 8, 2025, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto.
−Removed: 8-K 001-41261 September 12, 2025 10.1
−Removed: 10.4 Ninth Amendment to Term Loan and Security Agreement, dated October 14, 2025, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto.
−Removed: 8-K 001-41261 October 20, 2025 10.1
−Removed: 10.5 Letter Agreement, dated October 14, 2025, by and among Direct Digital, LLC, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc.
−Removed: and Lafayette Square Loan Servicing, LLC and Lafayette Square USA, Inc.
−Removed: 8-K 001-41261 October 20, 2025 10.2
−Removed: 10.6 Amendment No.
−Removed: 1 to Share Purchase Agreement by and between Direct Digital Holdings, Inc.
−Removed: and New Circle Principal Investments LLC, dated October 24, 2025.
−Removed: 8-K 001-41261 October 30, 2025 10.1
−Removed: 10.7 Tenth Amendment to Term Loan and Security Agreement, dated October 28, 2025, by and among Direct Digital, LLC, as borrower, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc., as guarantors, and Lafayette Square Loan Servicing, LLC, as administrative agent, and the various lenders thereto.
−Removed: 8-K 001-41261 October 30, 2025 10.2
−Removed: 10.8 Letter Agreement, dated October 28, 2025, by and among Direct Digital, LLC, Colossus Media, LLC, Huddled Masses LLC, Orange142, LLC, and Direct Digital Holdings, Inc.
−Removed: and Lafayette Square Loan Servicing, LLC and Lafayette Square USA, Inc.
−Removed: 8-K 001-41261 October 30, 2025 10.3
+Added: 10.1** Common Stock Purchase Agreement, dated as of April 28, 2026, by and between Direct Digital Holdings, Inc.
+Added: and Roth Principal Investments, LLC.
+Added: 8-K 001-41261 April 28, 2026 10.1
+Added: 10.2** Registration Rights Agreement, dated as of April 28, 2026, by and between Direct Digital Holdings, Inc.
+Added: and Roth Principal Investments, LLC.
+Added: 8-K 001-41261 April 28, 2026 10.2
31.1 Certification of the Chief Executive Officer of Direct Digital Holdings, Inc., pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
14 unchanged sentences
Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
+Added: ** Pursuant to Item 601(a)(5) of Regulation S-K, certain schedules and attachments have been omitted.
+Added: A copy of any omitted schedule or attachment will be furnished supplementally to the Securities and Exchange Commission upon request.
Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 12, 2025
DIRECT DIGITAL HOLDINGS, INC.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.