Other Information
−Removed: On June 12, 2023 , Kathleen Swann , one of our directors , adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 11,733 shares of our common stock from May 14, 2024 until December 31, 2024.
+Added: During the three months ended September 30, 2023, no director or officer of the Company adopted or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulations S-K.
3.1 Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Company's Current Report on Form 8-K (File No.
7 unchanged sentences
333-141876) filed on June 22, 2007).
−Removed: 10.1+ DHI Group, Inc.
−Removed: 2022 Omnibus Equity Award Plan, as Amended and Restated (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (File No.
−Removed: 001-33584) filed on April 28, 2023.
−Removed: 10.2+ General Release, dated as of May 17, 2023, between DHI Group, Inc.
−Removed: and Chris Henderson (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (File No.
−Removed: 001-33584) filed on May 19, 2023.
−Removed: 10.3*+ Form of Non-Employee Director Restricted Stock Award Agreement pursuant to the DHI Group, Inc.
−Removed: 2022 Omnibus Equity Award Plan, as Amended and Restated.
−Removed: 10.4*+ Form of Restricted Stock Award Agreement pursuant to the DHI Group, Inc.
−Removed: 2022 Omnibus Equity Award Plan, as Amended and Restated.
−Removed: 10.5*+ Form of Performance-Based Restricted Stock Unit Award Agreement pursuant to the DHI Group, Inc.
−Removed: 2022 Omnibus Equity Award Plan, as Amended and Restated.
−Removed: 31.1* Certifications of Art Zeile, Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 31.2* Certifications of Kevin Bostick, Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 32.1** Certifications of Art Zeile, Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 32.2** Certifications of Kevin Bostick, Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: 10.1+ General Release, dated as of August 10, 2023, between DHI Group, Inc.
+Added: and Kevin Bostick (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K (File No.
+Added: 001-33584), filed on August 28, 2023).
+Added: 31.1* Certifications of Art Zeile, Chief Executive Officer and Interim Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 32.1** Certifications of Art Zeile, Chief Executive Officer and Interim Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
10 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
−Removed: August 2, 2023 DHI Group, Inc.
+Added: November 1, 2023 DHI Group, Inc.
/S/ Art Zeile
−Removed: President and Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: /S/ Kevin Bostick
−Removed: Kevin Bostick
−Removed: Chief Financial Officer
−Removed: (Principal Financial Officer)
+Added: President, Chief Executive Officer and Interim Chief Financial Officer
+Added: (Principal Executive Officer and Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.