Item 1. Legal Proceedings
Item 1. Legal Proceedings
The Trust, the Fund and the Sponsor are
not currently subject to any material legal proceedings. To our knowledge, there is no material legal proceedings threatened against
the Trust, the Fund or the Sponsor. From time to time, we may be a party to certain legal proceedings in the ordinary course of
business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies. While the
outcome of these proceedings cannot be predicted with certainty, we do not expect that these proceedings will have a material effect
upon our financial condition or results of operations.
Item 1A. Risk Factors applicable to Funds
Not applicable to smaller reporting companies.
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.