DigitalBridge Group, Inc. 10-Q

Item 5. Other Information. Rule 10b5-1 Trading Plans During the quarter ended March 31, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.” Designation of Principal Accounting Officer On May 3, 2024, Tracey Teh was designated as the Company’s Principal Accounting Officer. Following Ms. Teh’s appointment, Thomas Mayrhofer, the Company’s Chief Financial Officer and Treasurer, will no longer serve as the Company’s Principal Accounting Officer but will continue to serve as the Company’s Principal Financial Officer. Ms. Teh, age 48, has served as the Company's Chief Accounting Officer since September 2023, reporting to the Chief Financial Officer and Principal Accounting Officer, and previously served as Managing Director, Corporate Reporting. Ms. Teh has played an active role in the evolution of the Company, including involvement in acquisitions, mergers, spin-off, and continuing business transformation. Ms. Teh joined the Company from PricewaterhouseCoopers LLP in 2015, where she was a Senior Manager in the Assurance practice in Los Angeles, Washington D.C. and Singapore, focusing on mortgage banking and alternative investment management. Ms. Teh is a Certified Public Accountant in California and has a Bachelor of Commerce degree from the University of Sydney in Australia. There are no arrangements or understandings between Ms. Teh and any other person pursuant to which she was selected as an officer, no family relationships between Ms. Teh and any other executive officer or director, and no related person transactions within the meaning of Item 404(a) of Regulation S-K between Ms. Teh and the Company. 56 Table of Contents Item 6. Exhibits. EXHIBIT INDEX Exhibit Number Description 3.1 Restated Charter of DigitalBridge Group, Inc.(incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q filed on August 4, 2023) 3.2 Amended and Restated Bylaws of DigitalBridge Group, Inc., effective August 1, 2023 (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q filed on August 4, 2023) 3.3 Articles Supplementary designating 7.15% Series I Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share (incorporated by reference to Exhibit 3.2 to the Company’s Form 8-A filed on June 5, 2017) 3.4 Articles Supplementary designating 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share (incorporated by reference to Exhibit 3.3 to Colony NorthStar, Inc.’s Registration Statement on Form 8-A filed on September 22, 2017) 10.1†* Form of Restricted Stock Agreement under 2024 Omnibus Incentive Plan 10.2†* Form of Performance Restricted Stock Unit Agreement under 2024 Omnibus Incentive Plan 10.3† DigitalBridge Group, Inc. 2024 Omnibus Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company's Registration Statement on Form S-8, filed on April 29, 2024) 10.4† Form of Restricted Stock Agreement under 2014 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on March 21, 2024) 10.5† Form of Performance Restricted Stock Unit Agreement under 2014 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed on March 21, 2024) 31.1* Certification of Marc C. Ganzi, Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of Thomas Mayrhofer , Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1* Certification of Marc C. Ganzi, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2* Certification of Thomas Mayrhofer , Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS** XBRL Instance Document 101.SCH Inline XBRL Taxonomy Extension Schema 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase 101.LAB Inline XBRL Taxonomy Extension Label Linkbase 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase 104** Cover Page Interactive Data File __________ † Denotes a management contract or compensatory plan contract or arrangement. * Filed herewith. ** The document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 57 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: May 3, 2024 DigitalBridge Group, Inc. By: /s/ Marc C. Ganzi Marc C. Ganzi Chief Executive Officer (Principal Executive Officer) By: /s/ Thomas Mayrhofer Thomas Mayrhofer Chief Financial Officer (Principal Financial Officer) By: /s/ Tracey Teh Tracey Teh Chief Accounting Officer (Principal Accounting Officer)