Item 5. Other Information
Item 5. Other Information
None.
30
Table of Contents
Item 6. Exhibits
(a) Exhibits:
The following is a list of exhibits filed as part of this Form 10-Q. Where so indicated, exhibits, which were previously filed, are incorporated herein by reference (File No. 001-35770, unless otherwise indicated).
Incorporated by Reference
Exhibit
Number
Description
Filed
Herewith
Form
File No.
Ex.
Filing Date
2.1
Arrangement Agreement, dated as of May 1, 2024, by and among the Company, Contango Mining Canada Inc., and HighGold Mining Inc.
8-K
001-35770
10.1
05/06/2024
3.1
Certificate of Incorporation of Contango ORE, Inc.
10/A2
000-54136
3.1
11/26/2010
3.2
Certificate of Amendment to Certificate of Incorporation of Contango ORE, Inc.
8-K
001-35770
3.1
12/17/2020
3.3
Bylaws of Contango ORE, Inc.
10/A2
000-54136
3.2
11/26/2010
3.4
Amendment No. 1 to the Bylaws of Contango ORE, Inc.
8-K
001-35770
3.1
10/21/2021
4.1
Form of Certificate of Contango ORE, Inc. common stock.
10-Q
001-35770
4.1
11/14/2013
4.2
Certificate of Designation of Series A Junior Preferred Stock of Contango ORE, Inc.
8-K
000-54136
3.1
12/21/2012
4.3
Certificate of Elimination of Series A Junior Preferred Stock of Contango ORE, Inc.
8-K
001-35770
3.1
09/24/2020
4.4
Certificate of Designations of Series A-1 Junior Participating Preferred Stock of Contango ORE, Inc.
8-K
001-35770
3.2
09/24/2020
4.5
Form of Convertible Debenture
8-K
001-35770
4.1
04/09/2022
4.6
Rights Agreement, dated as of September 23, 2020, between Contango ORE, Inc. and Computershare Trust Company, N.A., as Rights Agent.
8-K
001-35770
4.2
09/24/2020
4.7
Amendment No. 1 to Rights Agreement, dated as of September 22, 2021, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent.
8-K
001-35770
4.1
09/22/2021
4.8
Amendment No. 2 to Rights Agreement, dated as of August 31, 2022, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent.
8-K
001-35770
4.1
09/02/2022
4.9
Amendment No. 3 to Rights Agreement, dated as of September 13, 2023, between Contango ORE, Inc. and Computershare Trust Company. N.A. as Rights Agent .
10-Q
001-35770
4.9
05/14/2024
4.10
Registration Rights Agreement dated as of June 17, 2021, by and between Contango ORE, Inc. and the Purchaser named therein.
8-K
001-35770
4.1
06/21/2021
4.11
Registration Rights Agreement dated as of August 24, 2021, by and between the Company and CRH Funding II Pte. Ltd.
8-K
001-35770
4.1
08/25/2021
4.12
Form of Registration Rights Agreement dated as of December 23, 2022.
8-K
001-35770
4.1
12/23/2022
4.13
Form of Registration Rights Agreement dated as of January 19, 2023.
8-K
001-35770
4.1
01/19/2023
10.1
Waiver No. 5, Consent No. 1 and Amendment No. 6 to Credit and Guarantee Agreement, dated April 30, 2024, among Core Alaska, LLC, Contango Ore, Inc. Alaska Gold Torrent, LLC, Contango Minerals Alaska, LLC, ING Capital LLC and Macquarie Bank Limited.
X
10.2
Consent No. 3 and Amendment No. 7 to Credit and Guarantee Agreement, among Core Alaska, LLC, Contango Ore, Inc. Alaska Gold Torrent, LLC, Contango Minerals Alaska, LLC, ING Capital LLC..
X
31.1
Certification of Principal Executive Officer pursuant to Rules 13a-14 and 15d-14.
X
31.2
Certification of Principal Financial Officer pursuant to Rules 13a-14 and 15d-14.
X
31
Table of Contents
Incorporated by Reference
Exhibit
Number
Description
Filed
Herewith
Form
File No.
Ex.
Filing Date
32.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350.
X
32.2
Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350.
X
101
Financial statements from the Company’s quarterly report on Form 10-Q for the three months ended June 30, 2024, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Operations; (iii) Condensed Consolidated Statements of Cash Flows; (iv) Condensed Consolidated Statements of Changes in Shareholders’ Equity; and (v) Notes to Unaudited Condensed Consolidated Financial Statements.
X
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
X
*
Filed herewith
Management contract or compensatory plan or agreement
32
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
CONTANGO ORE, INC.
Date: August 13, 202 4
By:
/s/ RICK VAN NIEUWENHUYSE
Rick Van Nieuwenhuyse
President and Chief Executive Officer
(Principal Executive Officer)
Date: August 13, 202 4
By:
/s/ MIKE CLARK
Mike Clark
Chief Financial Officer
(Principal Financial and Accounting Officer)
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.