1 unchanged sentence
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
−Removed: During the fiscal quarter ended September 30, 2024, no director or officer (as determined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements as such term is defined in Item 408(a) of Regulation S-K.
+Added: During the fiscal quarter ended March 31, 2025, no director or officer (as determined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements as such term is defined in Item 408(a) of Regulation S-K.
The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference.
1 unchanged sentence
CARRIAGE SERVICES, INC.
−Removed: November 1, 2024 /s/ Kathryn Shanley
−Removed: Kathryn Shanley
−Removed: Chief Accounting Officer
−Removed: (Principal Accounting Officer & Interim Principal Financial Officer)
+Added: May 2, 2025 /s/ John Enwright
+Added: John Enwright
+Added: Senior Vice President, Chief Financial Officer and Treasurer
+Added: (Principal Financial Officer)
CARRIAGE SERVICES, INC.
9 unchanged sentences
Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 22, 2023.
−Removed: 10.1 Fourth Amendment to First Amended and Restated Credit Agreement dated as of July 31, 2024, among Carriage Services, Inc., the guarantors party thereto, the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender and L/C issuer.
−Removed: Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on July 31, 2024.
+Added: *10.1 Employment Agreement dated April 1, 2022, by and between the Company and Rob Franch.
+Added: *10.2 First Amendment to the Employment Agreement dated April 29, 2024, by and between the Company and Rob Franch.
+Added: *10.3 Employment Agreement dated February 23, 2022, by and between the Company and Shane Pudenz.
+Added: *10.4 First Amendment to the Employment Agreement dated April 30, 2024, by and between the Company and Shane Pudenz.
+Added: *10.5 Form of Performance Award under Carriage Services, Inc.
+Added: 2017 Omnibus Incentive Plan.
*31.1 Certification of Periodic Financial Reports by Carlos R.
Quezada in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: *31.2 Certification of Periodic Financial Reports by Kathryn Shanley in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: *31.2 Certification of Periodic Financial Reports by John Enwright in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
**32 Certification of Periodic Financial Reports by Carlos R.
−Removed: Quezada and Kathryn Shanley in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
+Added: Quezada and John Enwright in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
Section 1350.
6 unchanged sentences
*104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+Added: __________________
(*) Filed herewith.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.