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Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
−Removed: During the fiscal quarter ended June 30, 2024, no director or officer (as determined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements as such term is defined in Item 408(a) of Regulation S-K.
+Added: During the fiscal quarter ended September 30, 2024, no director or officer (as determined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements as such term is defined in Item 408(a) of Regulation S-K.
The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference.
1 unchanged sentence
CARRIAGE SERVICES, INC.
−Removed: August 2, 2024 /s/ Kathryn Shanley
+Added: November 1, 2024 /s/ Kathryn Shanley
Kathryn Shanley
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Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 22, 2023.
−Removed: 10.1 Second Amendment to Employment Agreement dated April 29, 2024, by and between the Company and Paul D.
−Removed: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
−Removed: 10.2 Second Amendment to Employment Agreement dated April 30, 2024, by and between the Company and L.
−Removed: Kian Granmayeh.
−Removed: Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
−Removed: 10.3 Third Amendment to Employment Agreement dated April 30, 2024, by and between the Company and Paul D.
−Removed: Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
−Removed: 10.4 Release and Separation Agreement, dated June 6, 2024, by and between the Company and L.
−Removed: Kian Granmayeh.
−Removed: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024 †
−Removed: *10.5 Director Compensation Policy dated effective April 2, 2024.
+Added: 10.1 Fourth Amendment to First Amended and Restated Credit Agreement dated as of July 31, 2024, among Carriage Services, Inc., the guarantors party thereto, the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent, swing line lender and L/C issuer.
+Added: Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on July 31, 2024.
*31.1 Certification of Periodic Financial Reports by Carlos R.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.