Other Information.
−Removed: Not applicable.
+Added: Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
+Added: During the fiscal quarter ended June 30, 2024, no director or officer (as determined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements as such term is defined in Item 408(a) of Regulation S-K.
The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference.
1 unchanged sentence
CARRIAGE SERVICES, INC.
−Removed: May 3, 2024 /s/ L.
−Removed: Kian Granmayeh
−Removed: Kian Granmayeh
−Removed: Executive Vice President, Chief Financial Officer and Treasurer
−Removed: (Principal Financial Officer)
+Added: August 2, 2024 /s/ Kathryn Shanley
+Added: Kathryn Shanley
+Added: Chief Accounting Officer
+Added: (Principal Accounting Officer & Interim Principal Financial Officer)
CARRIAGE SERVICES, INC.
9 unchanged sentences
Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 22, 2023.
−Removed: 10.1 Employment Agreement dated March 25, 2024, by and between the Company and Kathryn Shanley.
−Removed: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 25, 2024.
−Removed: 10.2 Employment Agreement dated November 5, 2019, by and between the Company and Paul D.
−Removed: Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on November 8, 2019.
−Removed: *10.3 First Amendment to Employment Agreement dated September 30, 2022, by and between the Company and Paul D.
−Removed: *10.4 Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Carlos R.
−Removed: *10.5 Fourth Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Steven D.
−Removed: *10.6 First Amendment to Employment Agreement dated February 21, 2024, by and between the Company and L.
+Added: 10.1 Second Amendment to Employment Agreement dated April 29, 2024, by and between the Company and Paul D.
+Added: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
+Added: 10.2 Second Amendment to Employment Agreement dated April 30, 2024, by and between the Company and L.
Kian Granmayeh.
−Removed: *10.7 Second Amendment to Employment Agreement dated February 21, 2024, by and between the Company and Shawn R.
−Removed: 10.8 Transition Agreement, dated February 21, 2024, by and between the Company and Melvin C.
−Removed: Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on February 22, 2024 .
+Added: Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
+Added: 10.3 Third Amendment to Employment Agreement dated April 30, 2024, by and between the Company and Paul D.
+Added: Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on May 1, 2024.
+Added: 10.4 Release and Separation Agreement, dated June 6, 2024, by and between the Company and L.
+Added: Kian Granmayeh.
+Added: Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024 †
+Added: *10.5 Director Compensation Policy dated effective April 2, 2024.
*31.1 Certification of Periodic Financial Reports by Carlos R.
Quezada in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: *31.2 Certification of Periodic Financial Reports by L.
−Removed: Kian Granmayeh in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: *31.2 Certification of Periodic Financial Reports by Kathryn Shanley in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
**32 Certification of Periodic Financial Reports by Carlos R.
−Removed: Quezada and L.
−Removed: Kian Granmayeh in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
+Added: Quezada and Kathryn Shanley in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
Section 1350.
10 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.