CARRIAGE SERVICES INC 10-Q

Item 5. Other Information. On and effective July 28, 2021, the Board approved a second amendment and restatement to the Company’s Amended and Restated By-laws (as so amended and restated, the Second Amended and Restated By-laws) to implement, amongst other changes, an exclusive forum bylaw provision. Item 6. Exhibits. The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference. - 66 - SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CARRIAGE SERVICES, INC. Date: 8/4/2021 /s/ C. Benjamin Brink C. Benjamin Brink Executive Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) - 67 - CARRIAGE SERVICES, INC. INDEX OF EXHIBITS Exhibit No. Description 3.1 Second Amended and Restated By-Laws of Carriage Services, Inc., dated July 28, 2021, Incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on July 30, 2021. 4.1 Indenture, dated as of May 13, 2021, among the Company, the Guarantors (as defined therein) and Wilmington Trust, National Association, as Trustee, Incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed on May 13, 2021. 4.2 Form of 4.25% Senior Notes due 2029 (included with the Indenture filed as Exhibit 4.1), Incorporated by reference to Exhibit 4.2 to the Company's Current Report on Form 8-K filed on May 13, 2021. 10.1 First Amendment and Restated Credit Agreement dated as of May 13, 2021, among Carriage Services, Inc., the guarantors party thereto, the financial institutions party thereto, as lenders, and Bank of America, N.A., as administrative agent. Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on May 13, 2021 . *31.1 Certification of Periodic Financial Reports by Melvin C. Payne in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002. *31.2 Certification of Periodic Financial Reports by C. Benjamin Brink in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002. **32 Certification of Periodic Financial Reports by Melvin C. Payne and C. Benjamin Brink in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C. Section 1350. *101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. *101.SCH Inline XBRL Taxonomy Extension Schema Documents. *101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document. *101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document. *101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document. *101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document. *104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). __________________ (*) Filed herewith. (**) Furnished herewith. (†) Management contract or compensatory plan or arrangement. - 68 -