1 unchanged sentence
The exhibits required to be filed pursuant to the requirements of Item 601 of Regulation S-K are set forth in the Exhibit Index accompanying this Quarterly Report on Form 10-Q and are incorporated herein by reference.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CARRIAGE SERVICES, INC.
−Removed: November 3, 2020 /s/ Viki K.
−Removed: Senior Vice President, Chief Accounting Officer and Secretary
+Added: May 5, 2021 /s/ C.
+Added: Benjamin Brink
+Added: Benjamin Brink
+Added: Senior Vice President, Chief Financial Officer and Treasurer
(Principal Financial Officer)
1 unchanged sentence
INDEX OF EXHIBITS
−Removed: *10.1 Limited Consent to Credit Agreement , dated as of August 7, 2020 , by and among C arriage Ser vices, Inc.
−Removed: , the financial institutions party there to, as l enders , and B ank o f A merica , N.A., as a dministrative a gent , swing line lender and L/C issuer .
−Removed: 10.2 Form of Notes Repurchase Agreement, Incorporated by reference to exhibit 10.1 to the Company's Current Report on Form 8-K filed on September 4, 2020 .
+Added: 10.1 First A mendment to E mploymen t Agreement d ate d February 17, 2021 by and betw een the Company and Melvin C.
+Added: I ncorporate d by reference to Exhibit 10.1 to the C ompany 's Current Report on Form 8-K file d on February 18, 2021 .
+Added: *10.2 Form of First Amendment to Employment Agreement Consideration $77.34 Option Grant dated February 17, 2021 by and between the Company and Melvin C.
+Added: *10.3 Form of First Amendment to Employment Agreement Consideration $53.39 Option Grant dated February 17, 2021 by and between the Company and Melvin C.
+Added: 10.4 Release and Separation Agreement by and between Carriage Services, Inc.
+Added: Blinderman, dated February 2, 2021 and effective March 31, 2021 .
+Added: Incorporated by reference to Exhibit 10.40 to the Company's Annual Report on Form 10-K filed on March 2, 2021.
+Added: 10.5 Second Amendment to the Amended and Restated Carriage Services, Inc.
+Added: 2007 Employee Stock Purchase Plan .
+Added: Incorporated by reference to Appendix A to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on April 5, 2021 and Amendment No.
+Added: 1 to our Definitive Proxy Statement on Schedule 14A filed with the SEC on April 6, 2021.
*31.1 Certification of Periodic Financial Reports by Melvin C.
Payne in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: *31.2 Certification of Periodic Financial Reports by Viki K.
−Removed: Blinderman in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: *31.2 Certification of Periodic Financial Reports by C.
+Added: Benjamin Brink in satisfaction of Section 302 of the Sarbanes-Oxley Act of 2002.
**32 Certification of Periodic Financial Reports by Melvin C.
−Removed: Payne and Viki K.
−Removed: Blinderman in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
+Added: Benjamin Brink in satisfaction of Section 906 of the Sarbanes-Oxley Act of 2002 and 18 U.S.C.
Section 1350.
9 unchanged sentences
(**) Furnished herewith.
+Added: (†) Management contract or compensatory plan or arrangement.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.