United States Commodity Index Funds Trust 10-K

Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Price Range of Shares USCI’s shares have traded on the NYSE Arca under the symbol “USCI” since August 10, 2010. CPER’s shares have traded on the NYSE Arca under the symbol “CPER” since November 15, 2011. As of December 31, 2020, USCI had approximately 15,911 holders of shares. As of December 31, 2020, CPER had approximately 3,563 holders of shares. Dividends None of the Trust Series has made, and does not currently intend to make, cash distributions to its shareholders. Issuer Purchases of Equity Securities USCI USCI does not purchase shares directly from its shareholders. In connection with its redemption of baskets held by Authorized Participants, USCI redeemed 4 baskets (comprising 200,000 shares) and 48 baskets (comprising 2,400,000 shares) for the three and twelve months ended December 31, 2020, respectively. Monthly redemptions for the last three months are detailed below. ​ ​ ​ ​ ​ ​ ​ ​ Total ​ ​ ​ ​ Number of ​ ​ ​ ​ ​ Shares ​ Average Price Per Period ​ Redeemed ​ Share 10/1/20 to 10/31/20 100,000 ​ $ 30.31 11/1/20 to 11/30/20 — ​ $ — 12/1/20 to 12/31/20 100,000 ​ $ 31.01 Total 200,000 ​ ​ CPER CPER does not purchase shares directly from its shareholders. In connection with its redemption of baskets held by Authorized Participants, CPER redeemed 1 basket (comprising 50,000 shares) and 14 baskets (comprising 700,000 shares) for the three and twelve months ended December 31, 2020, respectively. Monthly redemptions for the last three months are detailed below. ​ ​ ​ ​ ​ ​ ​ ​ Total ​ ​ ​ ​ Number of ​ ​ ​ ​ ​ Shares ​ ​ Average Price Per Period ​ Redeemed ​ ​ Share 10/1/20 to 10/31/20 50,000 ​ $ 18.33 11/1/20 to 11/30/20 — ​ $ — 12/1/20 to 12/31/20 — ​ $ — Total 50,000 ​ ​ ​ 64 Table of Contents ​ Item 6. Selected Financial Data. Financial Highlights for USCI (for the years ended December 31, 2020, 2019, 2018, 2017 and 2016) (Dollar amounts in 000’s except for per share information) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Year ended Year ended Year ended Year ended Year ended ​ ​ December 31, 2020 ​ December 31, 2019 ​ December 31, 2018 ​ December 31, 2017 ​ December 31, 2016 Total assets ​ $ 111,174 ​ $ 192,499 ​ $ 464,077 ​ $ 504,277 ​ $ 643,374 Net realized and unrealized gain (loss) on futures transactions, inclusive of commissions ​ $ (25,334) ​ $ (12,972) ​ $ (76,612) ​ $ 27,280 ​ $ (12,203) Net income (loss) ​ $ (25,552) ​ $ (8,414) ​ $ (71,771) ​ $ 26,491 ​ $ (15,640) Weighted average limited partnership shares ​ 4,381,644 ​ 9,286,164 ​ 13,764,384 ​ 12,996,575 ​ 14,559,973 Net income (loss) per share ​ $ (4.29) ​ $ (0.62) ​ $ (4.99) ​ $ 2.46 ​ $ (0.50) Net income (loss) per weighted average share ​ $ (5.83) ​ $ (0.91) ​ $ (5.21) ​ $ 2.04 ​ $ (1.07) Cash and cash equivalents at end of year ​ $ 103,319 ​ $ 163,037 ​ $ 427,657 ​ $ 464,781 ​ $ 601,266 ​ Financial Highlights for CPER (for the years ended December 31, 2020, 2019, 2018, 2017 and 2016) (Dollar amounts in 000’s except for per share information) ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Year ended Year ended Year ended Year ended Year ended ​ ​ December 31, 2020 ​ December 31, 2019 ​ December 31, 2018 ​ December 31, 2017 ​ December 31, 2016 Total assets ​ $ 66,689 ​ $ 7,515 ​ $ 11,561 ​ $ 13,127 ​ $ 5,805 Net realized and unrealized gain (loss) on futures transactions, inclusive of commissions ​ $ 7,491 ​ $ 109 ​ $ (3,109) ​ $ 2,257 ​ $ 248 Net income (loss) ​ $ 7,403 ​ $ 271 ​ $ (2,993) ​ $ 2,265 ​ $ 237 Weighted average limited partnership shares ​ 1,111,507 ​ 615,753 ​ 636,986 ​ 577,397 ​ 200,546 Net income (loss) per share ​ $ 4.18 ​ $ 1.10 ​ $ (4.61) ​ $ 4.69 ​ $ 2.12 Net income (loss) per weighted average share ​ $ 6.66 ​ $ 0.44 ​ $ (4.70) ​ $ 3.92 ​ $ 1.18 Cash and cash equivalents at end of year ​ $ 62,334 ​ $ 6,700 ​ $ 10,754 ​ $ 9,300 ​ $ 5,388 ​ ​ 65 Table of Contents ​