1 unchanged sentence
INDEX TO EXHIBITS
−Removed: Capital on Demand™
−Removed: Sales Agreement (the “Agreement”) with JonesTrading Institutional Services LLC and Brookline Capital Markets, a division of Arcadia Securities, LLC (incorporated by reference to exhibit 1.1 of the Company’s Form 8-K filed February 12, 2021)
+Added: Non-Employee Director Compensation Policy effective July 15, 2021
Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: SXRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Definition Linkbase Document
−Removed: XBRL Taxonomy Extension Label Linkbase Document
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
Filed herewith.
Management contract or compensatory plan, contract or arrangement.
−Removed: The certifications on Exhibit 32 hereto are deemed not “filed”
−Removed: for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that Section.
+Added: The certifications on Exhibit 32 hereto are deemed not “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that Section.
Such certifications will not be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
4 unchanged sentences
Chief Executive Officer and Director
+Added: August 13, 2021
(principal executive officer)
1 unchanged sentence
Chief Financial Officer
+Added: August 13, 2021
Christopher Downs
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.