3 unchanged sentences
Based on those evaluations, the principal executive officer and principal financial officer, in each case, concluded that the disclosure controls and procedures were effective as of December 31, 2024 to provide assurance that information required to be disclosed in the reports filed or submitted under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and such information is accumulated and communicated to management, including the principal executive officer and principal financial officer, as appropriate to allow timely decisions regarding disclosure.
+Added: Changes in Internal Control Over Financial Reporting
There has been no change in the Registrants’ internal controls over financial reporting that occurred during the three months ended December 31, 2024 that has materially affected, or is reasonably likely to materially affect, the Registrants’ internal controls over financial reporting.
15 unchanged sentences
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
−Removed: To the Shareholders and Board of Directors of
+Added: To the Shareholders and the Board of Directors of
CenterPoint Energy, Inc.
24 unchanged sentences
Other Information
−Removed: Amendments to Articles of Incorporation or Bylaws;
−Removed: Change in Fiscal Year (CenterPoint Energy)
−Removed: On February 16, 2024, CenterPoint Energy filed the following statements of resolutions with the Secretary of State of the State of Texas for the purpose of deleting the Series A Preferred Stock, the Series B Preferred Stock and the Series C Preferred Stock from CenterPoint Energy’s Restated Articles of Incorporation:
−Removed: • Statement of Resolutions Deleting Series of Shares designated Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock of CenterPoint Energy, Inc.
−Removed: (the Series A Statement of Resolutions);
−Removed: • Statement of Resolutions Deleting Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc.
−Removed: (the Series B Statement of Resolutions);
−Removed: • Statement of Resolutions Deleting Series of Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc.
−Removed: (the Series C Statement of Resolutions and, collectively with the Series A Statement of Resolutions and the Series B Statement of Resolutions, the Statements of Resolutions).
−Removed: None of the previously issued shares of Series A Preferred Stock, Series B Preferred Stock or Series C Preferred Stock remained outstanding prior to filing the Statements of Resolutions.
−Removed: Effective upon filing, the Statements of Resolutions deleted all references to the Series A Preferred Stock, the Series B Preferred Stock and the Series C Preferred Stock contained in CenterPoint Energy’s Restated Articles of Incorporation.
−Removed: The shares that were designated to such series were returned to the status of authorized but unissued shares of preferred stock, par value $0.01 per share, of CenterPoint Energy, without designation as to series.
−Removed: Copies of the Series A Statement of Resolutions, the Series B Statement of Resolutions and the Series C Statement of Resolutions are filed as Exhibits 3(m), 3(n) and 3(o), respectively, and are incorporated herein by reference.
−Removed: Effective February 16, 2024, the Board amended and restated CenterPoint Energy’s bylaws (the Bylaws).
−Removed: The Bylaws include, among other things, the following changes:
−Removed: • revise procedures and disclosure for the nomination of directors and the submission of proposals for consideration at meetings of the shareholders of CenterPoint Energy, including, among other things, (x) consolidating the advance notice provisions applicable to all proposals (i.e., director nominations, proposals to amend CenterPoint Energy’s bylaws, proposals to remove directors and all other proposals (other than “proxy access” nominations and shareholder proposals made pursuant to Section 14a-8 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”)) into a single section and (y) adding a requirement that a shareholder seeking to nominate director(s) at an annual meeting deliver to CenterPoint Energy reasonable evidence that it has complied with the requirements of Rule 14a-19 of the Exchange Act within eight business days of the meeting;
−Removed: • clarify that for the applicability of the majority voting standard for uncontested elections of directors, an election remains “contested” (and the plurality voting standard applies) even if the Board determines that a shareholder’s nomination notice does not comply with the advance notice bylaws;
−Removed: • adopt a forum selection bylaw to provide that the U.S.
−Removed: federal district courts shall be the exclusive forum for the resolution of claims under the Securities Act of 1933, as amended;
−Removed: • make certain administrative, modernizing, clarifying and conforming changes, including (x) making updates to reflect amendments to the Texas Business Organizations Code, as amended, (y) expressly providing that meetings of shareholders may be held in whole or in part by means of remote communications in accordance with applicable law and (z) adopting gender-neutral terms when referring to particular positions, offices or title holders, including the adoption of the title Chair in place of Chairman.
−Removed: The foregoing description of the terms of the Bylaws does not purport to be complete and is subject to, and qualified in its entirety by, reference to the complete text of the Bylaws.
−Removed: The Bylaws, along with a copy marked to show changes from the prior version, are included as Exhibits 3(h) and 3(i), respectively, to this Annual Report on Form 10-K and incorporated by reference herein.
−Removed: Compensatory Arrangements of Certain Officers (CenterPoint Energy)
−Removed: On February 15, 2024, the Compensation Committee approved new forms of award agreement under CenterPoint Energy’s LTIP for restricted stock unit awards and performance unit awards.
−Removed: The newly approved forms of award agreement for officers and director employees revise and simplify the retirement provisions by adopting a single retirement provision that provides the opportunity for full vesting if the award was granted prior to the calendar year of the participant’s retirement or pro-rata vesting if the award was granted in the calendar year of the participants retirement, in all cases subject to achievement of the relevant performance metrics.
−Removed: To be eligible for such retirement vesting, the participant must (i) be at least 55 years old with a sum of age and years of service of 65 or greater, (ii) provide at least three months’ written notice (or reasonable advance written notice for officers subject to Section 16 of the Exchange Act) of retirement, and (iii) provide a comprehensive transition plan.
−Removed: In addition, for officers subject to Section 16 of the Exchange Act, eligibility for retirement vesting is subject to approval by the Compensation Committee.
−Removed: In addition, the newly approved forms of award agreement revised the non-solicitation and confidentiality provisions to reflect changes in the law.
−Removed: The description of the forms of award agreement are qualified in their entirety by reference to the full text of the respective form award agreement, which are included as Exhibits 10(cc)(13), 10(cc)(14), and 10(cc)(15).
−Removed: On February 15, 2024, the Compensation Committee also approved 3-year ratable vesting for annual restricted stock unit awards under which one third (1/3) of the underlying units vest and are payable as of the first three anniversaries of the grant date, subject to the participant’s continued employment and achievement of the applicable performance goal.
−Removed: The Compensation Committee also approved a price-to-earnings (P/E) modifier to performance share unit awards under the Company’s LTIP based on total shareholder return.
−Removed: Under the P/E modifier, if CenterPoint Energy’s P/E ratio ranks in the top quartile of CenterPoint Energy’s peer group, a P/E modifier will apply that provides for a minimum 75% payout level for the award regardless of the level of total shareholder return performance achieved.
−Removed: This vesting schedule and the P/E modifier does not apply to previously granted awards.
Rule 10b5-1 Trading Arrangements
58 unchanged sentences
Combined Notes to Consolidated Financial Statements
−Removed: The financial statements of Enable Midstream Partners, LP required pursuant to Rule 3-09 of Regulation S-X are included in this filing for CenterPoint Energy as Exhibit 99.1.
(a)(2) Financial Statement Schedules for the Three Years Ended December 31, 2024
22 unchanged sentences
Reference CenterPoint Energy Houston Electric CERC
−Removed: 2(a) — Transaction Agreement dated July 21, 2004 among CenterPoint Energy, Utility Holding, LLC, NN Houston Sub, Inc., Texas Genco Holdings, Inc.
−Removed: (Texas Genco), HPC Merger Sub, Inc.
−Removed: and GC Power Acquisition LLC
−Removed: CenterPoint Energy’s Form 8-K dated July 21, 2004 1-31447 10.1 X
−Removed: 2(b) — Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc.
−Removed: and Pacer Merger Sub, Inc.
−Removed: CenterPoint Energy’s Form 8-K dated April 21, 2018
−Removed: 1-31447 2.1 X
−Removed: 2(c)(1) — Agreement and Plan of Merger among CERC, Houston Lighting and Power Company (“HL&P”), HI Merger, Inc.
−Removed: and NorAm Energy Corp.
−Removed: (“NorAm”) dated August 11, 1996 Houston Industries’ (“HI’s”) Form 8-K dated August 11, 1996 1-7629 2 X
−Removed: 2(c)(2) — Amendment to Agreement and Plan of Merger among CERC, HL&P, HI Merger, Inc.
−Removed: and NorAm dated August 11, 1996 Registration Statement on Form S-4 333-11329 2(c) X
−Removed: 2(d) — Agreement and Plan of Merger dated December 29, 2000 merging Reliant Resources Merger Sub, Inc.
−Removed: with and into Reliant Energy Services, Inc.
−Removed: Registration Statement on Form S-3 333-54526 2 X
−Removed: 2(e) — Master Formation Agreement dated March 14, 2013 by and among CenterPoint Energy, Inc., OGE Energy Corp., Bronco Midstream Holdings, LLC and Bronco Midstream Holdings II, LLC.
−Removed: CenterPoint Energy’s Form 8-K dated March 14, 2013
−Removed: 1-31447 2.1 X X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: 2(f) — Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation
−Removed: CenterPoint Energy’s Form 8-K dated February 3, 2020
−Removed: 1-31447 2.1 X
−Removed: 2(g) — Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp.
−Removed: and Athena Energy Services Buyer, LLC
−Removed: CenterPoint Energy’s Form 8-K dated February 24, 2020
−Removed: 1-31447 2.1 X X
−Removed: 2(h) — Asset Purchase Agreement by and between CenterPoint Energy Resources Corp.
+Added: — Asset Purchase Agreement by and between CenterPoint Energy Resources Corp.
and Southern Col Midco, LLC, dated as of April 29, 2021
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2021 1-31447 2.4 X X
+Added: — Asset Purchase Agreement, dated February 19, 2024, among CenterPoint Energy Resources Corp.
+Added: and Delta Utilities No.
+Added: LA, LLC, Delta Utilities S.
+Added: LA, LLC, Delta Utilities MS, LLC, and Delta Shared Services Co., LLC
+Added: CenterPoint Energy’s Form 8-K dated February 19, 2024 1-31447 1.1 X
3(a) — Restated Articles of Incorporation of CenterPoint Energy
CenterPoint Energy’s Form 8-K dated July 24, 2008 1-31447 3.2 X
−Removed: 3(b) — Articles of Conversion of Reliant Energy Incorporated
−Removed: Houston Electric’s Form 8-K dated August 31, 2002 1-3187 3(a) X
−Removed: 3(c) — Restated Certificate of Formation of Houston Electric
+Added: — Restated Certificate of Formation of Houston Electric
Houston Electric’s Form 10-Q for the quarter ended June 30, 2011
−Removed: 3(d) — Certificate of Incorporation of RERC Corp.
−Removed: CERC Form 10-K for the year ended December 31, 1997
−Removed: 3(e) — Certificate of Merger merging former NorAm Energy Corp.
−Removed: with and into HI Merger, Inc.
−Removed: dated August 6, 1997
+Added: 3(c) — Certificate of Incorporation of RERC Corp.
CERC Form 10-K for the year ended December 31, 1997
−Removed: 3(f) — Certificate of Amendment changing the name to Reliant Energy Resources Corp.
+Added: 3(d) — Certificate of Amendment changing the name to Reliant Energy Resources Corp.
CERC Form 10-K for the year ended December 31, 1998
−Removed: 3(g) — Certificate of Amendment changing the name to CenterPoint Energy Resources Corp.
+Added: — Certificate of Amendment changing the name to CenterPoint Energy Resources Corp.
CERC Form 10-Q for the quarter ended June 30, 2003
— Fourth Amended and Restated Bylaws of CenterPoint Energy
−Removed: — F ourth Amended and Restated By laws of CenterPoint Energy, marke d to show amendments
+Added: CenterPoint Energy’s Form 10-K for the year ended December 31, 2023
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
— Amended and Restated Limited Liability Company Agreement of Houston Electric
3 unchanged sentences
1-13265 3(b) X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
— Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy
CenterPoint Energy’s Form 10-K for the year ended December 31, 2011 1-31447 3(c) X
−Removed: — Statement of Resolutions Deleting Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock of CenterPoint Energy
−Removed: — Statement of Resolutions Deleting Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy
−Removed: — Statement of Resolutions Deleting Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy
4(a) — Form of CenterPoint Energy Stock Certificate
CenterPoint Energy’s Registration Statement on Form S-4 333-69502 4.1 X
−Removed: — Contribution and Registration Agreement dated December 18, 2001 among Reliant Energy, CenterPoint Energy and the Northern Trust Company, trustee under the Reliant Energy, Incorporated Master Retirement Trust
−Removed: CenterPoint Energy’s Form 10-K for the year ended December 31, 2001 1-31447 4.3 X
— Mortgage and Deed of Trust, dated November 1, 1944 between Houston Lighting and Power Company (HL&P) and Chase Bank of Texas, National Association (formerly, South Texas Commercial National Bank of Houston), as Trustee, as amended and supplemented by 20 Supplemental Indentures thereto HL&P’s Form S-7 filed on August 25, 1977 2-59748 2(b) X X
−Removed: — Twenty-First through Fiftieth Supplemental Indentures to Exhibit 4(c)(1)
+Added: — Twenty-First through Fiftieth Supplemental Indentures to Exhibit 4(b)(1)
HL&P’s Form 10-K for the year ended December 31, 1989 1-3187 4(a)(2) X X
−Removed: — Fifty-First Supplemental Indenture to Exhibit 4(c)(1) dated as of March 25, 1991
+Added: — Fifty-First Supplemental Indenture to Exhibit 4(b)(1) dated as of March 25, 1991
HL&P’s Form 10-Q for the quarter ended June 30, 1991 1-3187 4(a) X X
−Removed: — Fifty-Second through Fifty-Fifth Supplemental Indentures to Exhibit 4(c)(1) each dated as of March 1, 1992
+Added: — Fifty-Second through Fifty-Fifth Supplemental Indentures to Exhibit 4(b)(1) each dated as of March 1, 1992
HL&P’s Form 10-Q for the quarter ended March 31, 1992 1-3187 4 X X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — Fifty-Sixth and Fifty-Seventh Supplemental Indentures to Exhibit 4(c)(1) each dated as of October 1, 1992
+Added: — Fifty-Sixth and Fifty-Seventh Supplemental Indentures to Exhibit 4(b)(1) each dated as of October 1, 1992
HL&P’s Form 10-Q for the quarter ended September 30, 1992 1-3187 4 X X
−Removed: — Fifty-Eighth and Fifty-Ninth Supplemental Indentures to Exhibit 4(c)(1) each dated as of March 1, 1993
+Added: — Fifty-Eighth and Fifty-Ninth Supplemental Indentures to Exhibit 4(b)(1) each dated as of March 1, 1993
HL&P’s Form 10-Q for the quarter ended March 31, 1993 1-3187 4 X X
−Removed: — Sixtieth Supplemental Indenture to Exhibit 4(c)(1) dated as of July 1, 1993
+Added: — Sixtieth Supplemental Indenture to Exhibit 4(b)(1) dated as of July 1, 1993
HL&P’s Form 10-Q for the quarter ended June 30, 1993 1-3187 4 X X
−Removed: — Sixty-First through Sixty-Third Supplemental Indentures to Exhibit 4(c)(1) each dated as of December 1, 1993
+Added: — Sixty-First through Sixty-Third Supplemental Indentures to Exhibit 4(b)(1) each dated as of December 1, 1993
HL&P’s Form 10-K for the year ended December 31, 1993 1-3187 4(a)(8) X X
−Removed: — Sixty-Fourth and Sixty-Fifth Supplemental Indentures to Exhibit 4(c)(1) each dated as of July 1, 1995
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Sixty-Fourth and Sixty-Fifth Supplemental Indentures to Exhibit 4(b)(1) each dated as of July 1, 1995
HL&P’s Form 10-K for the year ended December 31, 1995 1-3187 4(a)(9) X X
1 unchanged sentence
Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 1-3187 4(j)(1) X X
−Removed: — Third Supplemental Indenture to Exhibit 4( d )(1), dated as of October 10, 2002
+Added: — Third Supplemental Indenture to Exhibit 4( c )(1), dated as of October 10, 2002
Houston Electric’s Form 10-Q for the quarter ended September 30, 2002 1-3187 4(j)(4) X X
1 unchanged sentence
CenterPoint Energy’s Form 10-K for the year ended December 31, 2003 1-31447 4(e)(10) X X
−Removed: — Ninth Supplemental Indenture to Exhibit 4( d )(1), dated as of November 12, 2002
+Added: — Ninth Supplemental Indenture to Exhibit 4( c )(1), dated as of November 12, 2002
CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 1-31447 4(e)(10) X X
−Removed: — Tenth Supplemental Indenture to Exhibit 4( d )(1), dated as of March 18, 2003
+Added: — Tenth Supplemental Indenture to Exhibit 4( c )(1), dated as of March 18, 2003
CenterPoint Energy’s Form 8-K dated March 13, 2003 1-31447 4.1 X X
1 unchanged sentence
CenterPoint Energy’s Form 8-K dated March 13, 2003 1-31447 4.2 X X
−Removed: — Twentieth Supplemental Indenture to Exhibit 4( d )(1), dated as of December 9, 2008
+Added: — Twentieth Supplemental Indenture to Exhibit 4( c )(1), dated as of December 9, 2008
Houston Electric’s Form 8-K dated January 6, 2009 1-3187 4.2 X X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — Twenty-Second Supplemental Indenture to Exhibit 4( d )(1) dated as of August 10, 2012
+Added: — Twenty-Second Supplemental Indenture to Exhibit 4( c )(1) dated as of August 10, 2012
CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 1-31447 4(e)(33) X X
1 unchanged sentence
CenterPoint Energy’s Form 10-K for the year ended December 31, 2012 1-31447 4(e)(34) X X
−Removed: — Twenty-Third Supplemental Indenture to Exhibit 4( d )(1) dated as of March 17, 2014
+Added: — Twenty-Third Supplemental Indenture to Exhibit 4( c )(1) dated as of March 17, 2014
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 1-31447 4.10 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2014 1-31447 4.11 X X
−Removed: — Twenty-Fifth Supplemental Indenture to Exhibit 4( d )(1) dated as of August 11, 2016
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Twenty-Fifth Supplemental Indenture to Exhibit 4( c )(1) dated as of August 11, 2016
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 1-31447 4.5 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2016 1-31447 4.6 X X
−Removed: — Twenty-Sixth Supplemental Indenture to Exhibit 4( d )(1) dated as of January 12, 2017
+Added: — Twenty-Sixth Supplemental Indenture to Exhibit 4( c )(1) dated as of January 12, 2017
CenterPoint Energy’s Form 10-K for the year ended December 31, 2016 1-31447 4(e)(41) X X
1 unchanged sentence
CenterPoint Energy’s Form 10-K for the year ended December 31, 2016 1-31447 4(e)(42) X X
−Removed: — Twenty-Seventh Supplemental Indenture to Exhibit 4( d )(1) dated as of February 28, 2018
+Added: — Twenty-Seventh Supplemental Indenture to Exhibit 4( c )(1) dated as of February 28, 2018
CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2018 1-31447 4.9 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended March 30, 2018 1-31447 4.10 X X
−Removed: — Twenty-Eighth Supplemental Indenture to Exhibit 4( d )(1) dated as of January 15, 2019
+Added: — Twenty-Eighth Supplemental Indenture to Exhibit 4( c )(1) dated as of January 15, 2019
Houston Electric’s Form 8-K dated January 10, 2019 1-3187 4.4 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-K for the year ended December 31, 2018 1-31447 4(h)(24) X X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — Twenty-Ninth Supplemental Indenture to Exhibit 4( d )(1) dated as of June 5, 2020
+Added: — Twenty-Ninth Supplemental Indenture to Exhibit 4( c )(1) dated as of June 5, 2020
Houston Electric’s Form 8-K dated June 2, 2020 1-3187 4.4 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2020 1-31447 4.26 X X
−Removed: — Thirtieth Supplemental Indenture to Exhibit 4( d )(1), dated as of March 11, 2021
+Added: — Thirtieth Supplemental Indenture to Exhibit 4( c )(1), dated as of March 11, 2021
Houston Electric’s Form 8-K dated March 8, 2021 1-3187 4.4 X X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2021 1-31447 4.22 X X
−Removed: — Thirty-First Supplemental Indenture to Exhibit 4( d )(1), dated as of February 28, 2022
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Thirty-First Supplemental Indenture to Exhibit 4( c )(1), dated as of February 28, 2022
Houston Electric’s Form 8-K dated February 23, 2022 1-3187 4.4 X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2022 1-31447 4.11 X
−Removed: — Thirty-Second Supplemental Indenture to Exhibit 4( d )(1), dated as of September 15, 2022
+Added: — Thirty-Second Supplemental Indenture to Exhibit 4( c )(1), dated as of September 15, 2022
Houston Electric’s Form 8-K dated September 12, 2022 1-3187 4.4 X
1 unchanged sentence
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2022 1-31447 4.7 X
−Removed: — T hirty-Third Supplemental Indenture to Exhibit 4( d )(1), dated as of March 23, 2023
+Added: — Thirty-Third Supplemental Indenture to Exhibit 4( c )(1), dated as of March 23, 2023
Houston Electric’s Form 8-K dated March 20, 2023
−Removed: — O fficer ’ s Certificate , dated March 23, 2023, setting forth the form, terms and provisions of the Thirty-Seventh and Thirty-Eighth Series of General Mortgage Bonds
+Added: — Officer’s Certificate, dated March 23, 2023, setting forth the form, terms and provisions of the Thirty-Seventh and Thirty-Eighth Series of General Mortgage Bonds
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2023
−Removed: — T hirty-Fourth Supplemental Indenture to Exhibit 4(e)(1), dated as of September 18, 2023
+Added: — Thirty-Fourth Supplemental Indenture to Exhibit 4( c )(1), dated as of September 18, 2023
Houston Electric’s Form 8-K dated September 13, 2023
−Removed: — O fficer ’ s Certificate , dated September 18, 2023, setting forth the form, terms and provisions of the Thirty-Ninth Se ries of General Mortgage Bonds
+Added: — Officer’s Certificate, dated September 18, 2023, setting forth the form, terms and provisions of the Thirty-Ninth Series of General Mortgage Bonds
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023
+Added: — Thirty-Fifth Supplemental Indenture to Exhibit 4( c )(1) , dated as of February 29, 2024
+Added: Houston Electric’s Form 8-K dated February 26, 2024 1-3187 4.4 X
+Added: — Officer’s Certificate, dated as of February 29, 2024 , setting forth the form, terms and provisions of the Fortieth Series of General Mortgage Bonds
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2024
+Added: — Thirty- Sixth Supplemental Indenture to Exhibit 4( c )(1), dated as of November 4 , 2024
+Added: Houston Electric’s Form 8-K dated October 31, 2024
Number Description Report or Registration Statement SEC File or
1 unchanged sentence
Reference CenterPoint Energy Houston Electric CERC
+Added: — Officer’s Certificate, dated as of November 4 , 2024, setting forth the form, terms and provisions of the Forty-First Series of General Mortgage Bonds
— Indenture, dated as of February 1, 1998, between Reliant Energy Resources Corp.
1 unchanged sentence
— Supplemental Indenture No.
−Removed: 10 to Exhibit 4( e )(1), dated as of February 6, 2007, providing for the issuance of CERC Corp.’s 6.25% Senior Notes due 2037
+Added: 10 to Exhibit 4( d )(1), dated as of February 6, 2007, providing for the issuance of CERC Corp.’s 6.25% Senior Notes due 2037
CenterPoint Energy’s Form 10-K for the year ended December 31, 2006 1-31447 4(f)(11) X X
— Supplemental Indenture No.
−Removed: 12 to Exhibit 4( e )(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.625% Senior Notes due 2037
+Added: 12 to Exhibit 4( d )(1) dated as of October 23, 2007, providing for the issuance of CERC Corp.’s 6.625% Senior Notes due 2037
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2008 1-31447 4.9 X X
— Supplemental Indenture No.
−Removed: 14 to Exhibit 4( e )(1) dated as of January 11, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 and 5.85% Senior Notes due 2041
+Added: 14 to Exhibit 4( d )(1) dated as of January 11, 2011, providing for the issuance of CERC Corp.’s 4.50% Senior Notes due 2021 and 5.85% Senior Notes due 2041
CenterPoint Energy’s Form 10-K for the year ended December 31, 2010 1-31447 4(f)(15) X X
— Supplemental Indenture No.
−Removed: 16 to Exhibit 4( e )(1) dated as of August 23, 2017, providing for the issuance of CERC Corp.’s 4.10% Senior Notes due 2047
+Added: 16 to Exhibit 4( d )(1) dated as of August 23, 2017, providing for the issuance of CERC Corp.’s 4.10% Senior Notes due 2047
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2017 1-31447 4.11 X X
— Supplemental Indenture No.
−Removed: 17 to Exhibit 4( e )(1) dated as of March 28, 2018, providing for the issuance of CERC Corp.’s 3.55% Senior Notes due 2023 and 4.00% Senior Notes due 2028
+Added: 17 to Exhibit 4( d )(1) dated as of March 28, 2018, providing for the issuance of CERC Corp.’s 3.55% Senior Notes due 2023 and 4.00% Senior Notes due 2028
CERC’s Form 10-Q for the quarter ended March 31, 2018
— Supplemental Indenture No.
−Removed: 18 to Exhibit 4( e )(1), dated as of October 1, 2020, providing for the issuance of CERC Corp.’s 1.75% Senior Notes due 2030
+Added: 18 to Exhibit 4( d )(1), dated as of October 1, 2020, providing for the issuance of CERC Corp.’s 1.75% Senior Notes due 2030
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2020 1-31447 4.23 X X
— Supplemental Indenture No.
−Removed: 21, dated as of June 9, 2022, to the Indenture under Exhibit 4( e ) (1)
+Added: 21, dated as of June 9, 2022, to the Indenture under Exhibit 4( d ) (1)
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2022 1-31447 4.12 X
— Supplemental Indenture No.
−Removed: 22, to Exhibit 4( e )(1), dated as of October 5, 2022, providing for the issuance of CERC Corp.’s 6.10% Senior Notes due 2035
+Added: 22, to Exhibit 4( d )(1), dated as of October 5, 2022, providing for the issuance of CERC Corp.’s 6.10% Senior Notes due 2035
CERC’s Form 8-K dated October 5, 2022 1-13265 4.2 X
−Removed: — S upplemental Indenture No.
−Removed: 23 to Exhibit 4( e )(1), dated as of February 23, 2023, providing for the issuance of CERC Corp .
−Removed: ’ s 5.25% Senior N otes due 2028 and 5.40% Senior Notes due 2033
−Removed: CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2023
Number Description Report or Registration Statement SEC File or
1 unchanged sentence
Reference CenterPoint Energy Houston Electric CERC
−Removed: — S upplemental Indenture No.
−Removed: 24 to Exh ibit 4( e )(1) , dated as of May 3, 2023, providing for the issuance of C ERC Corp .
−Removed: ’ s 5.25% Senior Notes due 2028
+Added: — Supplemental Indenture No.
+Added: 23 to Exhibit 4( d )(1), dated as of February 23, 2023, providing for the issuance of CERC Corp.’s 5.25% Senior Notes due 2028 and 5.40% Senior Notes due 2033
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2023
+Added: — Supplemental Indenture No.
+Added: 24 to Exhibit 4( d )(1), dated as of May 3, 2023, providing for the issuance of CERC Corp.’s 5.25% Senior Notes due 2028
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2023
+Added: — Supplemental Indenture No.
+Added: 2 5 to Exhibit 4( d )(1), dated as of June 20, 2024 , providing for the issuance of CERC Corp.’s 5.
+Added: 40 % Senior Notes due 20 34
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2024
— Indenture, dated as of May 19, 2003, between CenterPoint Energy and JPMorgan Chase Bank, as Trustee
1 unchanged sentence
— Supplemental Indenture No.
−Removed: 10 to Exhibit 4( f )(1), dated as of October 5, 2018, providing for the issuance of CenterPoint Energy’s 3.60% Senior Notes due 2021, 3.85% Senior Notes due 2024 and 4.25% Senior Notes due 2028
+Added: 10 to Exhibit 4( e )(1), dated as of October 5, 2018, providing for the issuance of CenterPoint Energy’s 3.60% Senior Notes due 2021, 3.85% Senior Notes due 2024 and 4.25% Senior Notes due 2028
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2018
— Supplemental Indenture No.
−Removed: 11 to Exhibit 4( f )(1), dated as of August 14, 2019, providing for the issuance of CenterPoint Energy’s 2.50% Senior Notes due 2024, 2.95% Senior Notes due 2030 and 3.70% Senior Notes due 2049
+Added: 11 to Exhibit 4( e )(1), dated as of August 14, 2019, providing for the issuance of CenterPoint Energy’s 2.50% Senior Notes due 2024, 2.95% Senior Notes due 2030 and 3.70% Senior Notes due 2049
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2019
— Supplemental Indenture No.
−Removed: 12 to Exhibit 4( f )(1), dated as of May 13, 2021, providing for the issuance of CenterPoint Energy’s Floating Rate Senior Notes due 2024
+Added: 13 to Exhibit 4( e )(1), dated as of May 13, 2021, providing for the issuance of CenterPoint Energy’s 1.45% Senior Notes due 2026 and 2.65% Senior Notes due 2031
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 1-31447 4.25 X
— Supplemental Indenture No.
−Removed: 13 to Exhibit 4( f )(1), dated as of May 13, 2021, providing for the issuance of CenterPoint Energy’s 1.45% Senior Notes due 2026 and 2.65% Senior Notes due 2031
−Removed: CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 1-31447 4.25 X
−Removed: — S upplemental Indenture No.
−Removed: 14 to Exhibit 4( f )(1) , dated as of August 10, 2023, providing for the issuance of CenterPoint Energy ’ s 5.25% Senior Notes due 2026
+Added: 14 to Exhibit 4( e )(1), dated as of August 10, 2023, providing for the issuance of CenterPoint Energy’s 5.25% Senior Notes due 2026
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023
−Removed: — Subordinated Indenture dated as of September 1, 1999 Reliant Energy’s Form 8-K dated September 1, 1999 1-3187 4.1 X
— Supplemental Indenture No.
−Removed: 1 dated as of September 1, 1999, between Reliant Energy and Chase Bank of Texas (supplementing Exhibit 4(g)(1) and providing for the issuance Reliant Energy’s 2% Zero-Premium Exchangeable Subordinated Notes Due 2029)
−Removed: Reliant Energy’s Form 8-K dated September 15, 1999 1-3187 4.2 X
+Added: 15 to Exhibit 4( e )(1), date d as of May 10, 2 024, providing for the issuance of CenterPoint Energy’s 5.
+Added: 40 % Senior Notes due 202 9
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2024
+Added: — Subordinated Indenture dated as of September 1, 1999 Reliant Energy’s Form 8-K dated September 1, 1999 1-3187 4.1 X
Number Description Report or Registration Statement SEC File or
2 unchanged sentences
— Supplemental Indenture No.
−Removed: 2 dated as of August 31, 2002, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4( g )(1))
+Added: 1 dated as of September 1, 1999, between Reliant Energy and Chase Bank of Texas (supplementing Exhibit 4(f)(1) and providing for the issuance Reliant Energy’s 2% Zero-Premium Exchangeable Subordinated Notes Due 2029)
+Added: Reliant Energy’s Form 8-K dated September 15, 1999 1-3187 4.2 X
+Added: — Supplemental Indenture No.
+Added: 2 dated as of August 31, 2002, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4( f )(1))
CenterPoint Energy’s Form 8-K12B dated August 31, 2002 1-31447 4(e) X
— Supplemental Indenture No.
−Removed: 3 dated as of December 28, 2005, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4( g )(1))
+Added: 3 dated as of December 28, 2005, between CenterPoint Energy, Reliant Energy and JPMorgan Chase Bank (supplementing Exhibit 4( f )(1))
CenterPoint Energy’s Form 10-K for the year ended December 31, 2005 1-31447 4(h)(4) X
−Removed: — Amended and Restated Indenture of Mortgage and De ed of Trust dated as of January 1, 2023, between S IGECO and Deutsche Bank Trust Company Americas, as Trustee
+Added: — Amended and Restated Indenture of Mortgage and Deed of Trust dated as of January 1, 2023, between SIGECO and Deutsche Bank Trust Company Americas, as Trustee
CenterPoint Energy’s Form 8-K dated January 30, 2023
−Removed: — F irst Supplemental Indenture to Exhibit 4( h )(1) , dated as of March 15, 2023
+Added: — First Supplemental Indenture to Exhibit 4( g )(1), dated as of March 15, 2023
CenterPoint Energy’s Form 8-K dated March 15, 2023
−Removed: — S econd Supplemental Indenture to Exhibit 4( h )(1) , dated as of October 13, 2023
+Added: — Second Supplemental Indenture to Exhibit 4( g )(1), dated as of October 13, 2023
CenterPoint Energy’s Form 8-K dated October 13, 2023
−Removed: — Additional Supplemental Indentures to Exhibit 4(h)(1)
+Added: — Third Supplemental Indenture dated as of August 29, 2024, between Southern Indiana Gas and Electric Company and Deutsche Bank Trust Company Americas, as Trustee
+Added: CenterPoint Energy’s Form 8-K dated August 29, 2024 1-31447 4.2 X
+Added: — F ourth Supplemental Indenture dated as of January 31, 2025, between Southern Indiana Gas and Electric Company and Deutsche Bank Trust Company Americas, as Trustee
+Added: — Additional Supplemental Indentures to Exhibit 4(g)(1)
Date as of File Reference Exhibit No.
1-3553, SIGECO’s Form 10-Q for the quarter ended June 30, 1999 4(a)
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
April 1, 2013
7 unchanged sentences
Indiana Gas’s Form 8-K filed February 15, 1991
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — First Supplemental Indenture to Exhibit 4(i)(1), dated as of February 15, 1991
+Added: — First Supplemental Indenture to Exhibit 4(h)(1), dated as of February 15, 1991
Indiana Gas’s Form 8-K filed February 15, 1991 1-6494 4(b) X
−Removed: — Second Supplemental Indenture to Exhibit 4(i)(1), dated as of September 15, 1991
+Added: — Second Supplemental Indenture to Exhibit 4(h)(1), dated as of September 15, 1991
Indiana Gas’s Form 8-K filed September 25, 1991 1-6494 4(b) X
−Removed: — Third Supplemental Indenture to Exhibit 4(i)(1), dated as of September 15, 1991
+Added: — Third Supplemental Indenture to Exhibit 4(h)(1), dated as of September 15, 1991
Indiana Gas’s Form 8-K filed September 25, 1991 1-6494 4(c) X
−Removed: — Fourth Supplemental Indenture to Exhibit 4(i)(1), dated as of December 2, 1992
+Added: — Fourth Supplemental Indenture to Exhibit 4(h)(1), dated as of December 2, 1992
Indiana Gas’s Form 8-K filed December 8, 1992 1-6494 4(b) X
−Removed: — Fifth Supplemental Indenture to Exhibit 4( i )(1), dated as of December 28, 2000
+Added: — Fifth Supplemental Indenture to Exhibit 4( h )(1), dated as of December 28, 2000
Indiana Gas’s Form 8-K filed December 27, 2000 1-6494 4 X
1 unchanged sentence
Vectren’s Form 8-K dated September 25, 2017 1-15467 4.1 X
−Removed: — Joinder and First Amendment to Exhibit 4( j )(1) dated March 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association
+Added: — Joinder and First Amendment to Exhibit 4( i )(1) dated March 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association
Vectren’s Form 8-K dated May 3, 2018 1-15467 4.1 X
−Removed: — Second Amendment to Exhibit 4( j )(1) dated May 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association
+Added: — Second Amendment to Exhibit 4( i )(1) dated May 1, 2018 among SIGECO, the lenders party thereto and PNC Bank, National Association
Vectren’s Form 8-K dated May 3, 2018 1-15467 4.2 X
−Removed: — Third Amendment to Exhibit 4( j )(1) dated December 7, 2022 among SIGECO, the lenders party thereto and PNC Bank, National Association
+Added: — Third Amendment to Exhibit 4( i )(1) dated December 7, 2022 among SIGECO, the lenders party thereto and PNC Bank, National Association
CenterPoint Energy’s Form 10-K for the year ended December 31, 2022
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
— The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $40,000,000 aggregate principal amount of CERC’s 4.36% Senior Notes, Series B, due December 15, 2045
2 unchanged sentences
CenterPoint Energy’s Form 8-K dated May 27, 2022 1-31447 4.3 X X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
— The Note Purchase Agreement, dated as of May 27, 2022, between CERC and the Purchasers signatory thereto, in connection with the issuance by CERC of $100,000,000 aggregate principal amount of CERC’s 5.00% Senior Notes, due February 3, 2042
5 unchanged sentences
CERC’s Form 8-K dated October 5, 2022 1-13265 4.3 X
−Removed: — I ndenture dated as of August 4, 2023, b etween CenterPoint Energy and The Bank of New York Mellon Trust Company, National Association, as trustee
+Added: — Indenture dated as of August 4, 2023, between CenterPoint Energy and The Bank of New York Mellon Trust Company, National Association, as trustee
CenterPoint Energy’s Form 8-K dated August 4, 2023
+Added: — Junior Subordinated Indenture, dated as of August 14, 2024, between CenterPoint Energy, Inc.
+Added: and The Bank of New York Mellon Trust Company, National Association, as trustee
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2024
+Added: — Supplemental Indenture to Exhibit 4( p ) (1) , dated as of August 14, 2024
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2024
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Supplemental Indenture No.
+Added: 2 to Exhibit 4( p )(1), dated as of October 31, 2024 , providing for the issuance of CenterPoint Energy’s 6 .
+Added: 700 % Fixed-to - Fixed R eset Junior Subordinated Notes , Series C, due 20 5 5
— Description of CenterPoint Energy’s Securities
11 unchanged sentences
CenterPoint Energy’s Form 8-K dated December 22, 2008 1-31447 10.1 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
*10(b)(2) — First Amendment to Exhibit 10(b)(1), effective as of February 25, 2011
2 unchanged sentences
CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 1-31447 10.14 X
−Removed: — T hird Amendmen t to Exhibit 10(b)(1) , effective as of October 1, 2023
+Added: — Third Amendment to Exhibit 10(b)(1), effective as of October 1, 2023
CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023
4 unchanged sentences
CenterPoint Energy’s Form 8-K dated December 22, 2008 1-31447 10.4 X
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
*10(d)(2) — First Amendment to Exhibit 10(d)(1), effective as of February 25, 2011
4 unchanged sentences
CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2011 1-31447 10.6 X
−Removed: *10(e)(3) — Second Amendment to Exhibit 10(b)(1), effective as of January 1, 2020
+Added: *10(e)(3) — Second Amendment to Exhibit 10( e )(1), effective as of January 1, 2020
CenterPoint Energy’s Form 8-K dated December 9, 2019 1-31447 10.1 X
1 unchanged sentence
CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 1-31447 10.18 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — F ourth Amendment to Exhibit 10( e )(1) , effective as of October 1, 2023
+Added: — Fourth Amendment to Exhibit 10(e)(1), effective as of October 1, 2023
CenterPoint Energy’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023
1-31447 10.3 X
−Removed: — F ifth Amendment to Exhibit 10( e )(1), effective as of January 1, 2024
+Added: — Fifth Amendment to Exhibit 10(e)(1), effective as of January 1, 2024
+Added: CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 1-31447 10(e)(6)
— Partial Termination Amendment to Exhibit 10(e)(1), effective as of April 1, 2024
+Added: CenterPoint Energy’s Form 10-K for the year ended December 31, 2013 1-31447 10(e)(7)
*10(f) — CenterPoint Energy Executive Life Insurance Plan, as amended and restated effective June 18, 2003
3 unchanged sentences
10(g)(2) — Amendment to Exhibit 10(g)(1) dated November 18, 1996 HI’s Form 10-K for the year ended December 31, 1996 1-7629 10(x)(4) X
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
10(h)(1) — Master Separation Agreement entered into as of December 31, 2000 between Reliant Energy, Incorporated and Reliant Resources, Inc.
10 unchanged sentences
CenterPoint Energy’s Form 10-K for the year ended December 31, 2002 1-31447 10(cc)(1) X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
10(i)(2) — Transition Services Agreement, dated as of August 31, 2002, between CenterPoint Energy and Texas Genco
11 unchanged sentences
CenterPoint Energy’s Form 8-K dated April 22, 2022 1-31447 10.10 X
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
*10(k)(3) — Second Amendment to Exhibit 10(k)(1) effective May 1, 2022
CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2022 1-31447 10.11 X
−Removed: — T hird Amendment to Exhibit 10(k)(1) effective October 1, 2023
+Added: — Third Amendment to Exhibit 10(k)(1) effective October 1, 2023
CenterPoint Energy’s Form 10-Q for the quarter ended September 30, 2023
−Removed: — P artial Termination Amendment to Exhibit 1 0(k)(1) effective April 1, 2024
+Added: — Partial Termination Amendment to Exhibit 10(k)(1) effective April 1, 2024
+Added: CenterPoint Energy Form 10-K for the year ended December 31, 2023
+Added: 1-31447 10(l) X
*10(l)(1) — CenterPoint Energy Inc., Short Term Incentive Plan, as amended and restated effective January 1, 2022
5 unchanged sentences
1-31447 10.1 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
*10(m)(2) First Amendment to Exhibit 10(m)(1), dated as of February 19, 2020
CenterPoint Energy’s Form 10-K for the year ended December 31, 2019 1-31447 10(n)(2) X
+Added: Second Amendment to Exhibit 10(m)(1), dated as of February 14 , 202 5
10(n) — City of Houston Franchise Ordinance
7 unchanged sentences
CenterPoint Energy’s Schedule 14A dated March 13, 2009 1-31447 A X
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
*10(p)(2) — Form of Performance Award Agreement for 20XX - 20XX Performance Cycle under Exhibit 10(p)(1)
14 unchanged sentences
CenterPoint Energy’s Form 10-K for the year ended December 31, 2020 1-31447 10(q)(12) X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
— Form of Restricted Stock Unit Award Agreement for CEO (Service-Based Vesting with Performance Goals) under Exhibit 10(p)(1)
8 unchanged sentences
CenterPoint Energy’s Form 10-K for the year ended December 31, 2020 1-31447 10(t)(2) X
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
*10(q)(3) — Second Amendment to Exhibit 10(q)(1)
CenterPoint Energy’s Form 10-K for the year ended December 31, 2021 1-31447 10(q)(3) X
+Added: — Third Amendment to Exhibit 10(q)(1)
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2024
+Added: 1-31447 10.1 X
*10(r) — Omnibus Amendment to CenterPoint Energy, Inc.
3 unchanged sentences
Vectren’s Form 10-K for the year end December 31, 2001 1-15467 10.32 X
−Removed: — J uly 1, 20 02 Amendment to E xhibit 10(s)(1)
+Added: — July 1, 2002 Amendment to Exhibit 10(s)(1)
+Added: CenterPoint Energy’s Form 10-K for the year ended December 31, 2023
+Added: 1-31447 10(s)(2)
— Vectren Corporation Non-Qualified Deferred Compensation Plan, effective January 1, 2005
Vectren’s Form 8-K dated September 29, 2008 1-15467 10.3 X
+Added: — P artial Termination Amendment to Exhibit 10(t)(1), effective as of January 1, 2005
+Added: CenterPoint Energy’s Form 10-Q for the quarter ended March 31, 2024
+Added: 1-31447 10.2 X
— Vectren Nonqualified Defined Benefit Restoration Plan, as amended and restated effective January 1, 2005
1 unchanged sentence
— First Amendment to Exhibit 10(u)(1)
+Added: CenterPoint Energy’s Form 10-K for the year ended December 31, 2023
+Added: 1-31447 10(u)(2)
— Vectren Unfunded Supplemental Retirement Plan for a Select Group of Management Employees (As Amended and Restated Effective January 1, 2005)
Vectren’s Form 8-K dated December 17, 2008 1-15467 10.1 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
— Vectren Specimen Waiver, effective October 3, 2013, to the Vectren Unfunded Supplemental Retirement Plan for a Select Group of Management Employees
Vectren’s Form 10-Q for the quarter ended September 30, 2013 1-15467 10.1 X
−Removed: — Offer Letter between CenterPoint Energy and David J.
−Removed: CenterPoint Energy’s Form 8-K dated June 30, 2020 1-31447 10.1 X
−Removed: — Offer Letter between CenterPoint Energy and Jason P.
−Removed: CenterPoint Energy’s Form 8-K dated September 15, 2020 1-31447 10.1 X
−Removed: — Form of Registration Rights Agreement, to be dated as of the Closing Date, by and among Energy Transfer LP and certain unitholders of Enable Midstream Partners, LP as set forth on Schedule I thereto
−Removed: CenterPoint Energy’s Form 8-K dated February 16, 2021 1-31447 10.2 X
−Removed: — Retention Incentive Agreement between CenterPoint Energy, Inc.
−Removed: Lesar, dated July 20, 2021
−Removed: CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 1-31447 10.8 X
−Removed: — Separation Agreement between CenterPoint Energy, Inc.
−Removed: and Milton Carroll, dated July 21, 2021
−Removed: CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2021 1-31447 10.9 X
— CenterPoint Energy, Inc.
1 unchanged sentence
CenterPoint Energy’s Definitive Proxy Statement filed on March 11, 2022 1-31447 Appendix A X
−Removed: — Form of Performance Award Agreement for 20XX-20XX Performance Cycle for the CEO under Exhibit 10( cc )(1)
+Added: — Form of Performance Award Agreement for 20XX-20XX Performance Cycle for the CEO under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.2 X
−Removed: — Form of Performance Award Agreement for 20XX-20XX Performance Cycle for officers and director employees under Exhibit 10( cc )(1)
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Form of Performance Award Agreement for 20XX-20XX Performance Cycle for officers and director employees under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.3 X
−Removed: — Form of Restricted Stock Unit Award Agreement under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.4 X
−Removed: — Form of Restricted Stock Unit Award Agreement for the CEO (with Performance Goals) under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement for the CEO (with Performance Goals) under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.5 X
−Removed: — Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.7 X
−Removed: — Form of Restricted Stock Unit Award Agreement for the CEO under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement for the CEO under Exhibit 10( x )(1)
CenterPoint Energy’s 8-K dated April 22, 2022 1-31447 10.8 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
−Removed: — Form of Performance Award Agreement for the President and Chief Operating Officer under Exhibit 10( cc )(1)
+Added: — Form of Performance Award Agreement for the President and Chief Operating Officer under Exhibit 10( x )(1)
CenterPoint Energy’s 10-K for the year ended December 31, 2022
−Removed: — Form of Restricted Stock Unit Award Agreement for President and Chief Operating Officer (with Performance Goals) under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement for President and Chief Operating Officer (with Performance Goals) under Exhibit 10( x )(1)
CenterPoint Energy’s 10-K for the year ended December 31, 2022
−Removed: — F orm of Restricted Stock Unit Award Agreement under Exhibit 10( cc )(1)
+Added: — Form of Restricted Stock Unit Award Agreement under Exhibit 10( x )(1)
CenterPoint Energy’s Form 8-K dated March 15, 2023
−Removed: — F orm of Award Agreemen t for Performance Share Units for Officer and Director Employees under Exhibit 10(cc)(1)
+Added: — Form of Award Agreement for Performance Share Units for Officer and Director Employees under Exhibit 10(x)(1)
CenterPoint Energy’s Form 8-K dated September 27, 2023
−Removed: F orm of Award Agreement for Restricted Stock Units for Officer and Director under Exhibit 10(cc)(1)
+Added: Form of Award Agreement for Restricted Stock Units for Officer and Director under Exhibit 10(x)(1)
CenterPoint Energy’s Form 8-K dated September 27, 2023
−Removed: Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10( cc )(1)
−Removed: Form of Performance Award Agreement for Officers and Director Employees under Exhibit 10( cc )(1)
−Removed: F orm of Restricted Stock Unit Award Agreement under Exhibit 10(cc)(1)
+Added: Form of Restricted Stock Unit Award Agreement for Officers and Director Employees (with Performance Goals) under Exhibit 10( x )(1)
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
+Added: Form of Performance Award Agreement for Officers and Director Employees under Exhibit 10( x )(1)
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
+Added: Form of Restricted Stock Unit Award Agreement under Exhibit 10( x )(1)
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
— $2,400,000,000 Amended and Restated Credit Agreement dated as of December 6, 2022 among CenterPoint Energy, Inc., as Borrower, JPMorgan Chase Bank, N.A., as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto
CenterPoint Energy’s 8-K dated December 6, 2022 1-31447 10.1 X
−Removed: — F irst Amendment to Exhibit 10( dd ) (1) , dated as of July 26, 2023
+Added: — First Amendment to Exhibit 10( y )(1), dated as of July 26, 2023
CenterPoint Energy’s Form 10-Q for the quarter ended June 30, 2023
1 unchanged sentence
CenterPoint Energy’s 8-K dated December 6, 2022 1-31447 10.2 X
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
— $1,050,000,000 Credit Agreement dated as of December 6, 2022 among CenterPoint Energy Resources Corp., as Borrower, Wells Fargo Bank, National Association, as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto
2 unchanged sentences
CenterPoint Energy’s 8-K dated December 6, 2022 1-31447 10.4 X
−Removed: — $500,000,000 Term Loan Agreement dated as of February 16, 2023 among CenterPoint Energy Resources Corp., as Borrower, Mizuho Bank, Ltd., as Administrative Agent, and the banks named therein
−Removed: CenterPoint Energy’s 10-K for the year-ended December 31, 2022
−Removed: 1-31447 10(kk)
−Removed: — S eparation and Release Agreement b etween CenterPoint Energy, Inc.
−Removed: Doyle dated February 17, 2023
−Removed: CenterPoint Energy’s Form 8-K/A dated January 3, 2023
−Removed: — C hristopher A.
+Added: — Term Loan Agreement dated as of June 24, 2024 among CenterPoint Energy Houston Electric, LLC as borrower, Mizuho Bank, Ltd., as administrative agent, and the banks party thereto
+Added: CenterPoint Energy’s Form 8-K dated June 24, 2024 1-31447 10.1 X
+Added: — Christopher A.
Foster Offer Letter
CenterPoint Energy’s Form 8-K dated March 15, 2023
−Removed: — B ond P urchase Agreement dated March 15, 2023 among SIGECO and the purchasers listed on Schedule B thereto
+Added: — Bond Purchase Agreement dated March 15, 2023 among SIGECO and the purchasers listed on Schedule B thereto
CenterPoint Energy’s Form 8-K dated March 15, 2023
−Removed: — B ond Purchase Agreement dated October 13, 2023 among SIGECO and the p urchasers listed on Schedule B thereto
+Added: Number Description Report or Registration Statement SEC File or
+Added: Number Exhibit
+Added: Reference CenterPoint Energy Houston Electric CERC
+Added: — Bond Purchase Agreement dated October 13, 2023 among SIGECO and the purchasers listed on Schedule B thereto
CenterPoint Energy’s Form 8-K dated October 13, 2023
+Added: — Bond Purchase Agreement dated August 29, 2024 among Southern Indiana Gas and Electric Company and the purchasers listed on Schedule B thereto
+Added: CenterPoint Energy’s Form 8-K dated August 29, 2024 1-31447 10.1 X
+Added: — Equity Distribution Agreement, dated January 10, 2024, among CenterPoint Energy, Inc.
+Added: and BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co.
+Added: Morgan Securities LLC, Mizuho Securities USA LLC, MUFG Securities Americas Inc.
+Added: and RBC Capital Markets, LLC, as managers, Bank of America, N.A., Barclays Bank PLC, Citibank, N.A., Goldman Sachs & Co.
+Added: LLC, JPMorgan Chase Bank, National Association, Mizuho Markets Americas LLC, MUFG Securities EMEA plc and Royal Bank of Canada, as forward purchasers, and BofA Securities, Inc., Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co.
+Added: Morgan Securities LLC, Mizuho Securities USA LLC, MUFG Securities Americas Inc.
+Added: and RBC Capital Markets, LLC, as forward sellers
+Added: CenterPoint Energy’s Form 8-K dated January 10, 2024 1-31447 1.1 X
+Added: — Insider Trading Policy
†21.1 — Subsidiaries of CenterPoint Energy
4 unchanged sentences
†31.1.1 — Rule 13a-14(a)/15d-14(a) Certification of Jason P.
−Removed: †31.1.2 — Rule 13a-14(a)/15d-14(a) Certification of Lynnae K.
+Added: †31.1.2 — Rule 13a-14(a)/15d-14(a) Certification of Darin M.
+Added: †31.1.3 — Rule 13a-14(a)/15d-14(a) Certification of Richard C.
+Added: †31.2.1 — Rule 13a-14(a)/15d-14(a) Certification of Christopher A.
Number Description Report or Registration Statement SEC File or
1 unchanged sentence
Reference CenterPoint Energy Houston Electric CERC
−Removed: †31.1.3 — Rule 13a-14(a)/15d-14(a) Certification of Darin M.
Rule 13a-14(a)/15d-14(a) Certification of Christopher A.
Rule 13a-14(a)/15d-14(a) Certification of Christopher A.
−Removed: Rule 13a-14(a)/15d-14(a) Certification of Christopher A.
†32.1.1 — Section 1350 Certification of Jason P.
−Removed: †32.1.2 — Section 1350 Certification of Lynnae K.
†32.1.2 — Section 1350 Certification of Darin M.
+Added: †32.1.3 — Section 1350 Certification of Richard C.
†32.2.1 — Section 1350 Certification of Christopher A.
2 unchanged sentences
— CenterPoint Energy’s Executive Officer Recovery Policy
−Removed: — Houston Electric ’ s A mended and Restated Executive Officer Recovery Policy
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
+Added: — Houston Electric’s Amended and Restated Executive Officer Recovery Policy
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
— CERC’s Amended and Restated Executive Officer Recovery Policy
−Removed: — Financial Statements of Enable Midstream Partners, LP as of September 30, 2021 and 2020 and for the three and nine months ended September 30, 2021 and 2020
−Removed: Part I, Item 1 of Enable Midstream Partners, LP’s Form 10-Q for the quarter ended September 30, 2021 001-36413 Item 1 X
+Added: CenterPoint Energy’s 10-K for the year ended December 31, 2023
†101.INS — Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X X X
3 unchanged sentences
†101.LAB — Inline XBRL Taxonomy Extension Labels Linkbase Document
−Removed: Number Description Report or Registration Statement SEC File or
−Removed: Number Exhibit
−Removed: Reference CenterPoint Energy Houston Electric CERC
†101.PRE — Inline XBRL Taxonomy Extension Presentation Linkbase Document
5 unchanged sentences
Signature Title
−Removed: President, Chief Executive Officer and
−Removed: Director (Principal Executive Officer and Director)
+Added: President, Chief Executive Officer and Director
+Added: (Principal Executive Officer and Director)
/s/ CHRISTOPHER A.
8 unchanged sentences
CUMMINGS Director
+Added: /s/ BARBARA J.
/s/ CHRISTOPHER H.
8 unchanged sentences
SMITH Director
−Removed: SMITHERMAN Director
CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC
−Removed: /s/ LYNNAE K.
President and Chief Executive Officer
1 unchanged sentence
Signature Title
−Removed: /s/ LYNNAE K.
−Removed: Manager, President, and Chief Executive Officer
+Added: President, and Chief Executive Officer
(Principal Executive Officer)
7 unchanged sentences
CENTERPOINT ENERGY RESOURCES CORP.
+Added: /s/ RICHARD C.
President and Chief Executive Officer
1 unchanged sentence
Signature Title
−Removed: Chairman, President, and Chief Executive Officer
+Added: /s/ RICHARD C.
+Added: President and Chief Executive Officer
(Principal Executive Officer and Director)
7 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.