What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2024-08-14 compared with 2024-05-14 · 53 added, 43 removed, 22 unchanged (81% of the section changed)

Other Information

Stock Purchase Agreement, dated December 15, 2015

Certificate of Incorporation filed with the State of Delaware.

Amendment to Certificate of Incorporation

Certificate of Designation of the Series A Preferred Shares

Purchase Agreement, dated December 15, 2015

of Incorporation filed with the State of Delaware.

to Certificate of Incorporation

of Designation of the Series A Preferred Shares

of Designation of the Series 1 Preferred Shares

to Certificate of Incorporation

of Correction to the Certificate of Amendment

Certificate of Designation of the Series 1 Preferred Shares

Amendment to Certificate of Incorporation

Certificate of Correction to the Certificate of Amendment

Amended Certificate of Designation of the Series 1 Preferred Shares

Amendment to Certificate of Incorporation

Certificate of Correction to the Certificate of Amendment

Amendment to Certificate of Incorporation

Form of Subscription Rights Certificate

Form of Series 1 Preferred Stock Certificate

Form of Series 1 Warrant

Form of Common Stock Purchase Warrant

Form of Prefunded Warrant

Form of Series A Common Stock Purchase Warrant

Form of Series B Common Stock Purchase Warrant

Opinion of the Doney Law Firm

Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 3, 2023

Amendment to Loan Documents Between Advanced Industrial Services, Inc.

to Certificate of Incorporation

of Correction to the Certificate of Amendment

to Certificate of Incorporation

of Subscription Rights Certificate

of Series 1 Preferred Stock Certificate

of Series 1 Warrant

of Common Stock Purchase Warrant

of Prefunded Warrant

of Series A Common Stock Purchase Warrant

of Series B Common Stock Purchase Warrant

of the Doney Law Firm

of the Term Loan Agreement between Vicon and NIL Funding, dated March 3, 2023

to Loan Documents Between Advanced Industrial Services, Inc.

and Fulton Bank, N.A.

Amendment to Promissory Note Between Cemtrex, Inc.

to Promissory Note Between Cemtrex, Inc.

and Streeterville Capital, LL

Securities Purchase Agreement dated June 1, 2020

Securities Purchase Agreement dated June 9, 2020

Settlement Agreement and Release between Cemtrex, Inc.

Purchase Agreement dated June 1, 2020

Purchase Agreement dated June 9, 2020

Agreement and Release between Cemtrex, Inc.

and Aron Govil dated February 26, 2021

Securities Purchase Agreement dated February 22, 2022

Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022

Asset Purchase agreement between Cemtrex, Inc.

Purchase Agreement dated February 22, 2022

of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022

Purchase agreement between Cemtrex, Inc.

and Saagar Govil, dated November 22, 2022

Asset Purchase agreement between Cemtrex, Inc.

Purchase agreement between Cemtrex, Inc.

and Saagar Govil, dated November 22, 2022

Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc.

Agreement for Future Equity (SAFE) between Cemtrex, Inc.

and Saagar Govil, dated November 18, 2022

Equity Compensation Plan

Asset Purchase Agreement, dated as of June 7, 2023

Form of Lock-Up Agreement

Form of Underwriting Agreement

Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Chief Executive Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.

Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C.

Purchase Agreement, dated as of June 7, 2023

of Lock-Up Agreement

of Underwriting Agreement

Agreement, dated April 30, 2024

Certification

of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley

Certification

of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted

Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification

of Chief Executive Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.

Order pursuant to Section 8A of the Securities Act – dated September 30, 2022.

Certification

of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906

of the Sarbanes-Oxley Act 0f of 2002.

pursuant to Section 8A of the Securities Act – dated September 30, 2022.

XBRL Instance Document

7 unchanged sentences

the undersigned hereunto duly authorized.

August 14, 2024

Saagar Govil.

Executive Officer

Interim Chief Financial Officer

August 14, 2024

Chief Financial Officer

Principal Financial Officer

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information