1 unchanged sentence
Trading Plans
−Removed: During the quarter ended August 31, 2023, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
+Added: During the quarter ended February 29, 2024, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
INDEX TO EXHIBITS
8 unchanged sentences
8-K 3.3 4/20/2009
−Removed: Material Contracts
−Removed: 10.1 Amendment No.
−Removed: 5, dated as of June 16, 2023, by and among Carnival Corporation and Carnival Finance, LLC, as borrowers, and JPMorgan Chase Bank, N.A., as administrative agent, to Term Loan Agreement, dated as of June 30, 2020.
−Removed: 10.2 Term Loan Agreement, dated as of August 8, 2023, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, JPMorgan Chase Bank, N.A., as administrative agent for the lenders, and U.S.
−Removed: Bank Trust Company, National Association, as security agent.
−Removed: 10.3 Indenture, dated as of August 8, 2023, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S.
−Removed: Bank Trust Company, National Association, as trustee, principal paying agent, transfer agent, registrar and security agent, relat ing to the 7.000% First-Priority Senior Secured Notes due 2029.
Rule 13a-14(a)/15d-14(a) certifications
6 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: INDEX TO EXHIBITS
−Removed: Incorporated by Reference Filed/
−Removed: Number Exhibit Description Form Exhibit Filing
32.2* Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to 18 U.S.C.
5 unchanged sentences
Interactive Data File
−Removed: 101 The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended August 31, 2023, as filed with the Securities and Exchange Commission on September 29, 2023, formatted in Inline XBRL, are as follows:
−Removed: (i) the Consolidated Statements of Income (Loss) for the three and nine months ended August 31, 2023 and 2022;
−Removed: (ii) the Consolidated Statements of Comprehensive Income (Loss) for the three and nine months ended August 31, 2023 and 2022;
−Removed: (iii) the Consolidated Balance Sheets at August 31, 2023 and November 30, 2022 ;
−Removed: (iv) the Consolidated Statements of Cash Flows for the nine months ended August 31, 2023 and 2022;
−Removed: (v) the Consolidated Statements of Shareholders’ Equity for the three and nine months ended August 31, 2023 and 2022;
+Added: 101 The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 29, 2024, as filed with the Securities and Exchange Commission on March 27, 2024, formatted in Inline XBRL, are as follows:
+Added: (i) the Consolidated Statements of Income (Loss) for the three months ended February 29/28, 2024 and 2023;
+Added: (ii) the Consolidated Statements of Comprehensive Income (Loss) for the three months ended February 29/28, 2024 and 2023;
+Added: INDEX TO EXHIBITS
+Added: Incorporated by Reference Filed/
+Added: Number Exhibit Description Form Exhibit Filing
+Added: (iii) the Consolidated Balance Sheets at February 29, 2024 and November 30, 2023 ;
+Added: (iv) the Consolidated Statements of Cash Flows for the three months ended February 29/28, 2024 and 2023;
+Added: (v) the Consolidated Statements of Shareholders’ Equity for the three months ended February 29/28, 2024 and 2023;
(vi) the notes to the consolidated financial statements, tagged in summary and detail.
−Removed: 104 The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended August 31, 2023, as filed with the Securities and Exchange Commission on September 29, 2023, formatted in Inline XBRL (included as Exhibit 101).
+Added: 104 The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 29, 2024, as filed with the Securities and Exchange Commission on March 27, 2024, formatted in Inline XBRL (included as Exhibit 101).
* These items are furnished and not filed.
1 unchanged sentence
CARNIVAL CORPORATION CARNIVAL PLC
−Removed: /s/ Josh Weinstein By:
−Removed: /s/ Josh Weinstein
+Added: /s/ Josh Weinstein /s/ Josh Weinstein
Josh Weinstein Josh Weinstein
President, Chief Executive Officer and Chief Climate Officer President, Chief Executive Officer and Chief Climate Officer
−Removed: /s/ David Bernstein By:
−Removed: /s/ David Bernstein
+Added: /s/ David Bernstein /s/ David Bernstein
David Bernstein David Bernstein
Chief Financial Officer and Chief Accounting Officer Chief Financial Officer and Chief Accounting Officer
−Removed: September 29, 2023 Date:
−Removed: September 29, 2023
+Added: March 27, 2024 Date:
+Added: March 27, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.