Item 5. Other Information
Item 5. Other Information
Trading Arrangements
During the quarterly period ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f)
promulgated under the Exchange Act) adopted or terminated any “Rule 10(b)5-1
trading arrangement” or any “non-Rule
10(b)5-1
trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Additional Information
None.
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Table of Contents
Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report.
No.
Description of Exhibit
2.1
Amendment No. 1 to the Agreement and Plan of Merger and Reorganization, dated as of September 8, 2025, by and among Churchill Capital Corp IX, AL Merger Sub I, Inc., AL Merger Sub II, LLC and Plus Automation, Inc. (incorporated by reference to Exhibit 2.2 to the Company’s Form S-4 filed with the SEC on September 19, 2025).
2.2
Amendment No. 2 to the Agreement and Plan of Merger and Reorganization, dated as of September 18, 2025, by and among Churchill Capital Corp IX, AL Merger Sub I, Inc., AL Merger Sub II, LLC and Plus Automation, Inc. (incorporated by reference to Exhibit 2.3 to the Company’s Form S-4 filed with the SEC on September 19, 2025).
10.1
Amendment No. 1 to the Sponsor Agreement, dated as of September 18, 2025, by and among Churchill Capital Corp IX, Churchill Sponsor IX LLC and certain individuals who serve on Churchill Capital Corp IX’s board of directors and/or management team. (incorporated by reference to Exhibit 10.14 to the Company’s Form S-4 filed with the SEC on September 19, 2025).
10.2
Form of Director Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 4, 2025).
31.1*
Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.2**
Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Link base Document
101.DEF*
XBRL Taxonomy Extension Definition Link base Document
101.LAB*
XBRL Taxonomy Extension Labels Link base Document
101.PRE*
XBRL Taxonomy Extension Presentation Link base Document
104*
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*
Filed herewith.
**
Furnished herewith.
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CHURCHILL CAPITAL CORP IX
Date: November 12, 2025
By:
/s/ Michael Klein
Name:
Michael Klein
Title:
Chief Executive Officer, President, and Chairman of the Board of Directors
(Principal Executive Officer)
Date: November 12, 2025
By:
/s/ Jay Taragin
Name:
Jay Taragin
Title:
Chief Financial Officer
(Principal Financial and Accounting Officer)
24
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.