Item 5. Other Information
ITEM 5.
OTHER INFORMATION:
During the three
months ended July
29, 2023, none
of the
Company’s directors
or officers
(as defined in
Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted or
terminated a “Rule 10b5-1
trading arrangement” or a “non-Rule 10b5-1
trading arrangement” (as such terms are
defined in Item 408
of Regulation S-K).
ITEM 6.
EXHIBITS:
Exhibit No.
Item
3.1
Registrant’s Amended and Restated Certificate of Incorporation, incorporated by
reference to Exhibit 3.1 to Form 10-Q of the Registrant for the quarter ended May
2, 2020.
3.2
Registrant’s Amended and Restated By-Laws, incorporated by reference to Exhibit
3.2 to Form 10-Q of the Registrant for the quarter ended May 2, 2020.
10.1*
Second Amendment, dated as of August 9, 2023, to Credit Agreement, dated as
of May 19 2022, among the Registrant, the party hereto, the banks party thereto
and Wells Fargo Bank, National Association.
31.1*
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer.
31.2*
Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer.
32.1*
Section 1350 Certification of Principal Executive Officer.
32.2*
Section 1350 Certification of Principal Financial Officer.
101.1*
The following materials
from Registrant’s Quarterly
Report on Form
10-Q for the
fiscal
quarter
ended
July
29,
2023,
formatted
in
Inline
XBRL:
(i)
Condensed
Consolidated Statements
of Income
(Loss) and
Comprehensive Income
(Loss) for
the
Three
Months
and
Six
Months
Ended
July
29,
2023
and
July
30,
2022;
(ii)
Condensed
Consolidated
Balance
Sheets
at
July
29,
2023
and
January
28,
2023;
(iii) Condensed Consolidated Statements of
Cash Flows for the Six
Months Ended
July
29,
2023
and
July
30,
2022;
(iv)
Condensed
Consolidated
Statements
of
Stockholders’ Equity
for the
Six Months
Ended July
29, 2023
and July
30, 2022;
and (v) Notes to Condensed Consolidated Financial Statements.
104.1
Cover Page
Interactive Data
File
(Formatted in
Inline
XBRL
and
contained
in
the Interactive Data Files submitted as Exhibit 101.1*)
* Submitted electronically herewith.
THE CATO CORPORATION
PART II OTHER
INFORMATION
34
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this
report to be signed on its behalf by the undersigned thereunto duly
authorized.
THE CATO
CORPORATION
August 23, 2023
/s/ John P.
D. Cato
Date
John P.
D. Cato
Chairman, President and
Chief Executive Officer
August 23, 2023
/s/ Charles D. Knight
Date
Charles D. Knight
Executive Vice President
Chief Financial Officer
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.