Other Information
−Removed: During the three months ended March 31, 2026, none of the company’s directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted , terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: During the three months ended June 30, 2026, none of the company’s directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted , terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
31.1 Certification of Chief Executive Officer of Caterpillar Inc., as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
CATERPILLAR INC.
−Removed: May 6, 2026 /s/ Joseph E.
+Added: August 5, 2026 /s/ Joseph E.
Creed Chairman of the Board
Creed and Chief Executive Officer
−Removed: May 6, 2026 /s/ Kyle J.
+Added: August 5, 2026 /s/ Kyle J.
Epley Chief Financial Officer
−Removed: May 6, 2026 /s/ Derek Owens Chief Legal Officer and General Counsel
−Removed: May 6, 2026 /s/ William E.
+Added: August 5, 2026 /s/ Derek Owens Chief Legal Officer and General Counsel
+Added: August 5, 2026 /s/ William E.
Schaupp Vice President and Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.