1 unchanged sentence
Rule 10b5 - 1 Trading Arrangement
−Removed: During the three months ended March 31, 2026, none of the Company’s directors or officers (as defined in Rule 16a - 1 (f) of the Securities Exchange Act of 1934 ) adopted, terminated or modified a Rule 10b5 - 1 trading arrangement or non-Rule 10b5 - 1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933 ).
+Added: During the three months ended June 30, 2026, none of the Company’s directors or officers (as defined in Rule 16a - 1 (f) of the Securities Exchange Act of 1934 ) adopted, terminated or modified a Rule 10b5 - 1 trading arrangement or non-Rule 10b5 - 1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933 ).
The exhibits listed on the Exhibit Index are filed as part of this Quarterly Report on Form 10-Q.
1 unchanged sentence
BROADWIND, INC.
−Removed: FORM 10-Q FOR THE QUARTER ENDED March 31, 2026
+Added: FORM 10-Q FOR THE QUARTER ENDED June 30, 2026
Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2008
4 unchanged sentences
Fourth Amendment to Section 382 Rights Agreement dated as of February 4, 2025 between the Company and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed February 6, 2025)
−Removed: Purchase and Sale Agreement, dated as of April 30, 2026, by and between Broadwind Heavy Fabrications, Inc.
−Removed: and Freeman Enclosure Systems, LLC (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed May 6, 2026)**
Rule 13a-14(a) Certification of Chief Executive Officer*
4 unchanged sentences
The following financial information from this Form 10-Q of Broadwind, Inc.
−Removed: for the quarter ended March 31, 2026, formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: for the quarter ended June 30, 2026, formatted in iXBRL (Inline eXtensible Business Reporting Language):
(i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Stockholders’ Equity, (iv) Condensed Consolidated Statements of Cash Flows, and (v) Notes to the Condensed Consolidated Financial Statements, tagged as blocks of text.
7 unchanged sentences
Filed herewith.
−Removed: Certain portions of this exhibit that constitute confidential information have been redacted in accordance with Regulation S-K Item 601(b)(10)(iv).
In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROADWIND, INC.
+Added: August 11, 2026
President and Chief Executive Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.