1 unchanged sentence
Rule 10b5 - 1 Trading Arrangement
−Removed: During the three months ended June 30, 2025, none of the Company’s directors or officers (as defined in Rule 16a - 1 (f) of the Securities Exchange Act of 1934 ) adopted, terminated or modified a Rule 10b5 - 1 trading arrangement or non-Rule 10b5 - 1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933 ).
+Added: During the three months ended September 30, 2025, none of the Company’s directors or officers (as defined in Rule 16a - 1 (f) of the Securities Exchange Act of 1934 ) adopted, terminated or modified a Rule 10b5 - 1 trading arrangement or non-Rule 10b5 - 1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933 ).
The exhibits listed on the Exhibit Index are filed as part of this Quarterly Report on Form 10-Q.
1 unchanged sentence
BROADWIND, INC.
−Removed: FORM 10-Q FOR THE QUARTER ENDED June 30, 2025
+Added: FORM 10-Q FOR THE QUARTER ENDED September 30, 2025
Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2008
4 unchanged sentences
Fourth Amendment to Section 382 Rights Agreement dated as of February 4, 2025 between the Company and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed February 6, 2025)
−Removed: Tax Credit Transfer Agreement, dated as of January 8, 2025, by and between Broadwind Heavy Fabrications Inc.
−Removed: and MarketAxess Holdings, Inc.
−Removed: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed January 30, 2025)
−Removed: Guaranty, dated as of January 8, 2025, by and between Broadwind Inc.
−Removed: and MarketAxess Holdings Inc.
−Removed: (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed January 30, 2025)
−Removed: Asset Purchase Agreement, dated as of June 4, 2025, by and between Broadwind Heavy Fabrications, Inc.
−Removed: and Wisconsin Heavy Fabrication, LLC**
−Removed: Sublease Agreement, dated as of June 4, 2025, by and between Wisconsin Heavy Fabrication, LLC and Broadwind Heavy Fabrications, Inc.**
+Added: First Amendment to Asset Purchase Agreement, dated as of August 21, 2025, by and between Broadwind Heavy Fabrications, Inc.
+Added: and Wisconsin Heavy Fabrication, LLC (incorporated by reference to Exhibit 2.2 to the Company’s Current Report on Form 8-K filed September 10, 2025
+Added: Amendment No.
+Added: 3 to Credit Agreement, dated as of September 22, 2025, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy Fabrications, Inc., 5100 Neville Road, LLC and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed September 23, 2025
Rule 13a-14(a) Certification of Chief Executive Officer*
4 unchanged sentences
The following financial information from this Form 10-Q of Broadwind, Inc.
−Removed: for the quarter ended June 30, 2025, formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: for the quarter ended September 30, 2025, formatted in iXBRL (Inline eXtensible Business Reporting Language):
(i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Stockholders’ Equity, (iv) Condensed Consolidated Statements of Cash Flows, and (v) Notes to the Condensed Consolidated Financial Statements, tagged as blocks of text.
7 unchanged sentences
Filed herewith.
−Removed: Certain schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K because such schedules and exhibits do not contain information which is material to an investment decision, or which is not otherwise disclosed in the filed agreements.
−Removed: The Company will furnish the omitted schedules and exhibits to the SEC upon request by the SEC.
In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROADWIND, INC.
−Removed: August 12, 2025
+Added: November 13, 2025
President and Chief Executive Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.