5 Other Information
−Removed: Effective November 1, 2023, Upstream, in response to the current regulatory landscape in the U.S., announced its
−Removed: decision to suspend the ability for U.S.
−Removed: individuals to engage in securities trading activities including buying, selling, or depositing
−Removed: securities on Upstream.
−Removed: As a result, U.S.
−Removed: holders of Series V are now unable to transfer their shares of Series V to Upstream.
−Removed: holders who previously transferred their Series V shares onto Upstream have had their shares returned to our Transfer Agent (Equity Stock
−Removed: We are in discussions with Upstream regarding potential options.
+Added: officers, as defined in Rule 16a-1(f), or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule
+Added: 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the last fiscal quarter.
exhibits listed in the accompanying “Exhibit Index” are filed or incorporated by reference as part of this Form 10-Q.
1 unchanged sentence
behalf by the undersigned thereunto duly authorized.
−Removed: November 9, 2023
Charles Allen
−Removed: Executive Officer
−Removed: Executive Officer)
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
+Added: Filed or Furnished
Articles of Merger
9 unchanged sentences
Certificate of Amendment to Articles of Incorporation – Increase Authorized Capital
−Removed: 2021 Equity Incentive Plan, as amended
Amendment No.
1 to the Bylaws
+Added: 2021 Equity Incentive Plan, as amended
Certification of Principal Executive Officer (302)
8 unchanged sentences
Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
−Removed: exhibit is being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with
−Removed: Item 601 of Regulation S-K.
+Added: This exhibit is being furnished
+Added: rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K.
of this report (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.