BTCS Inc. 10-Q

ITEM 5 Other Information None. ITEM 6 Exhibits The exhibits listed in the accompanying “Exhibit Index” are filed or incorporated by reference as part of this Form 10-Q. 17 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BTCS Inc. November 4, 2020 By: /s/ Charles Allen Charles Allen Chief Executive Officer, Chief Financial Officer and Director (Principal Executive Officer and Principal Financial and Accounting Officer) 18 EXHIBIT INDEX Incorporated by Reference Filed or Furnished Exhibit # Exhibit Description Form Date Number Herewith 3.1 Amended and Restated Articles of Incorporation, as of May 2010 10-K 3/31/11 3.1 3.1(a) Certificate of Amendment to Articles of Incorporation - Increase Authorized Capital 8-K 3/25/13 3.1 3.1(b) Certificate of Amendment to Articles of Incorporation - Increase Authorized Capital 8-K 2/5/14 3.1 3.1(c) Certificate of Amendment to Articles of Incorporation - Reverse Stock Split 8-K 2/16/17 3.1 3.1(d) Certificate of Amendment to Articles of Incorporation - Reverse Stock Split 8-K 4/9/19 3.1 3.1(e) Certificate of Designation for Series C-1 Convertible Preferred Stock 8-K 10/10/17 3.1 3.1(f) Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of Series C-1 Convertible Preferred Stock 8-K 12/7/17 3.2 3.1(g) Certificate of Amendment to the Series C-1 Certificate of Designation 8-K 12/3/19 4.1 3.2 Bylaws S-1 5/29/08 3.2 10.1 Equity Line Purchase Agreement, dated May 13, 2019, by and between BTCS Inc., and Cavalry Fund I LP 8-K 5/16/19 10.1 10.1(a) Amendment No 1. To the Equity Line Purchase Agreement - Cavalry S-1/A 5/28/19 10.27(a) 10.2 Registration Rights Agreement, dated May 13, 2019, by and between BTCS Inc., and Cavalry Fund I LP 8-K 5/16/19 10.2 10.3 Form of Promissory Note dated December 18, 2018 8-K 12/19/18 10.1 10.4 Convertible Note dated as of September 18, 2019 8-K 9/19/19 4.1 10.5 Convertible Note dated as of November 7, 2019 8-K 11/7/19 4.1 10.6 Convertible Note dated as of April 17, 2020 8-K 4/17/20 4.1 10.7 Note Exchange Agreement dated as of September 18, 2019 8-K 9/19/19 10.1 10.8 Side Letter with Cavalry Fund I LP dated April 17, 2020 8-K 4/17/20 10.1 10.9 Amendment to Employment Agreement – Charles Allen 10-K 3/23/20 10.15(a) 10.10 Amendment to Employment Agreement – Michal Handerhan 10-K 3/23/20 10.16(a) 31.1 Certification of Principal Executive and Financial Officer (302) Filed 32.1 Certification of Principal Executive and Principal Financial Officer (906) Furnished** 101.INS XBRL Instance Document Filed 101.SCH XBRL Taxonomy Extension Schema Document Filed 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document Filed 101.DEF XBRL Taxonomy Extension Definition Linkbase Document Filed 101.LAB XBRL Taxonomy Extension Label Linkbase Document Filed 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document Filed * Represents compensatory plan of management. ** This exhibit is being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K. + Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the Securities and Exchange Commission staff upon request. Copies of this report (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders who make a written request to BTCS Inc., 9466 Georgia Avenue #124, Silver Spring, MD 20910, Attention: Corporate Secretary. 19