Item 2. Unregistered Sales of Equity Securities
Item
2. Unregistered Sales of Equity Securities and Use Of Proceeds
During
the three months ended March 31, 2026, we did not have any unregistered sales of equity securities.
Item
6. Exhibits
Incorporated
by Reference
Exhibit
Number
Exhibit
Description
Form
Exhibit
Filing
Date
3.1
Amended and Restated Articles of Incorporation
8-K
3.3
1/5/2023
3.2
Bylaws
8-K
3.5
1/5/2023
4.1
Form of Common Stock Warrant
S-1
4.2
2/9/2026
4.2
Form of Placement Agent Warrant
S-1
4.4
2/9/2026
10.1
Form of Securities Purchase Agreement, dated February 11, 2026, by and between BioRestorative Therapies, Inc. and the purchasers thereto
S-1
10.50
2/9/2026
10.2
Placement Agency Agreement, dated February 11, 2026, by and between BioRestorative Therapies, Inc. and Rodman & Renshaw LLC
8-K
10.2
2/13/2026
31.1*
Certification of Principal Executive Officer
31.2*
Certification of Principal Financial Officer
32.1**
Section 1350 Certification of Principal Executive Officer and Principal Financial Officer
101.INS
Inline
XBRL Instance Document
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Date File (embedded within the Inline XBRL document)
*
Filed
herewith.
**
In
accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
27
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
BIORESTORATIVE
THERAPIES, INC.
By:
/s/
Lance Alstodt
Lance
Alstodt
Chief
Executive Officer, President, and Chairman of the Board
(Principal
Executive Officer)
Date:
May
14, 2026
By:
/s/
Robert E. Kristal
Robert
E. Kristal
Chief
Financial Officer
(Principal
Financial Officer)
Date:
May
14, 2026
28
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.