Unregistered Sales of Equity Securities and Use Of Proceeds
−Removed: the three months ended September 30, 2023, we did not have any unregistered sales of equity securities.
+Added: the three months ended March 31, 2024, we issued the following securities in a transaction not involving any public offering.
+Added: the following transaction, we relied upon Section 4(a)(2) of the Securities Act of 1933, as amended, as a transaction by an issuer
+Added: not involving any public offering.
+Added: For such transaction, we did not use general solicitation or advertising to market the
+Added: securities, the securities were offered to a limited number of entities, the investors had access to information regarding us, and we
+Added: were available to answer questions from the prospective investors.
+Added: We reasonably believe that the investors are accredited
+Added: Exercise Price
+Added: Consideration (1)
+Added: warrants were issued pursuant to a private placement of securities at a price of $0.125 per warrant.
+Added: The fair value of the warrants
+Added: was $2,189,420 as of February 8, 2024, the date of issuance.
Amended and Restated Articles of Incorporation
Certificate of Designations of Preferred Stock (Series B)
+Added: Form of Agreement, dated February 6, 2024, by and between the Company and the warrant holders (other than Auctus Fund, LLC)
+Added: Form of Agreement, dated February 5, 2024, by and between the Company and Auctus Fund, LLC
+Added: Form of New Warrant issued to warrantholders (other than Auctus Fund, LLC)
+Added: Form of New Warrant issued to Auctus Fund, LLC
Certification of Principal Executive Officer
1 unchanged sentence
Section 1350 Certification of Principal Executive Officer and Principal Financial Officer
−Removed: Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Schema Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Presentation Linkbase Document
−Removed: Cover Page Interactive
−Removed: Date File (embedded within the Inline XBRL document)
−Removed: Filed herewith.
−Removed: In accordance with SEC Release 33-8238, Exhibit
−Removed: 32.1 is being furnished and not filed.
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Page Interactive Date File (embedded within the Inline XBRL document)
+Added: accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
−Removed: BIORESTORATIVE THERAPIES, INC.
+Added: BIORESTORATIVE
+Added: THERAPIES, INC.
Lance Alstodt
−Removed: Chief Executive Officer, President, and Chairman of
−Removed: (Principal Executive Officer)
−Removed: Chief Financial Officer
−Removed: (Principal Financial Officer)
+Added: Executive Officer, President, and Chairman of the Board
+Added: Executive Officer)
+Added: Financial Officer
+Added: Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.