Item 5. Other Information
Item
5. Other Information
None.
36
Item
6. Exhibits
Incorporated
by Reference
Exhibit
Number
Exhibit
Description
Form
Exhibit
Filing
Date
3.1
Certificate of Incorporation, as amended
8-K
3.2
10/26/2021
3.2
Certificate of Designations of Preferred Stock (Series
A)
8-K
3.1
11/15/2021
3.3
Bylaws
8-K
3.4
12/23/2014
31.1*
Certification of Principal Executive Officer
31.2*
Certification of Principal Financial Officer
32.1**
Section 1350 Certification of Principal Executive Officer and Principal Financial Officer
101.INS
Inline
XBRL Instance Document
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Date File (embedded within the Inline XBRL document)
*
Filed herewith.
**
In accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.
37
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
BIORESTORATIVE
THERAPIES, INC.
By:
/s/
Lance Alstodt
Lance
Alstodt
Chief
Executive Officer, President, and Chairman of the Board
(Principal
Executive Officer)
Date:
November 15, 2021
By:
/s/ Robert E. Kristal
Robert E. Kristal
Chief Financial Officer
(Principal Financial Officer)
Date: November 15, 2021
38
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.