Item 5. Other Information
ITEM 5. OTHER INFORMATION
Securities Trading Plans of Directors and Executive Officers
During the six months ended June 30, 2026, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted or terminated any contract, instruction, or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K).
53
Table of Contents
ITEM 6. EXHIBITS
The following exhibits are filed or furnished with this report:
Exhibit No. Description of Exhibit
3.1 Eleventh Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.5 to the Registration Statement on Form S-1 (File No. 333-204811) filed on December 15, 2016).
3.2 Amended and Restated Bylaws, adopted as of April 14, 2026 (incorporated by reference to Exhibit 3.2 to the Annual Report on Form 10-K filed on April 15, 2026).
3.3 Certificate of Change effecting a 1-for-6 reverse stock split of Boxlight Corporation’s Class A Common Stock (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on June 22, 2026).
3.4 Certificate of Amendment to the Articles of Incorporation of Boxlight Corporation, increasing authorized Class A Common Stock to 55,000,000 shares (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed July 29, 2026).
3.5 Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on August 11, 2026).
4.1 Description of Securities, as restated to reflect the reverse stock splits (incorporated by reference to Exhibit 4.10 to the Annual Report on Form 10-K filed on April 15, 2026).
10.1 Waiver to Credit Agreement, dated March 27, 2026, between Boxlight Corporation, its subsidiaries, Whitehawk Capital Partners, LP and Whitehawk Finance LLC (incorporated by reference to Exhibit 10.23 to the Annual Report on Form 10-K filed on April 15, 2026).
10.2 J.J. Astor Inventory Finance Amendment and Conversion Agreement, dated April 1, 2026 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed April 7, 2026).
10.3 Waiver to Credit Agreement, dated May 11, 2026, between Boxlight Corporation, its subsidiaries, Whitehawk Capital Partners, LP and Whitehawk Finance LLC (incorporated by reference to Exhibit 10.3 to the Quarterly Report on Form 10-Q filed on May 15, 2026).
10.4 Waiver to Credit Agreement, dated August 10, 2026, between Boxlight Corporation, its subsidiaries, Whitehawk Capital Partners, LP and Whitehawk Finance LLC (filed herewith as Exhibit 10.4).
10.5 Securities Purchase Agreement, dated August 5, 2026, by and among Boxlight Corporation and the Purchasers party thereto (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on August 11, 2026).
10.6 Registration Rights Agreement, dated August 5, 2026, by and among Boxlight Corporation and the Purchasers party thereto (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed on August 11, 2026).
10.7 Form of Lock-Up Agreement (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed on August 11, 2026).
10.8 Form of Irrevocable Transfer Agent Instructions (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K filed on August 11, 2026).
10.9 Equity Purchase Agreement, dated August 5, 2026, by and between Boxlight Corporation and the Investor (incorporated by reference to Exhibit 10.6 to the Current Report on Form 8-K filed on August 11, 2026).
10.10 Form of Pre-Funded Warrant to Purchase Class A Common Stock (incorporated by reference to Exhibit 10.7 to the Current Report filed on Form 8-K on August 11, 2026).
10.11 Placement Agent Agreement, dated August 5, 2026, by and among Boxlight Corporation, RBW Capital Partners LLC, and Dawson James Securities, Inc. (incorporated by reference to Exhibit 10.8 to the Current Report on Form 8-K filed on August 11, 2026).
10.12 Interim Chief Financial Officer Appointment Agreement, dated August 3, 2026, by and between Boxlight Corporation and Jennifer Grabow (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed August 4, 2026).
31.1* Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1** Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
54
Table of Contents
32.2** Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS Inline XBRL Instance Document
101.SCH Inline XBRL Taxonomy Extension Schema Document
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
* Filed herewith.
** Furnished herewith.
55
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
BOXLIGHT CORPORATION
August 14, 2026
By: /s/ Michael R. Pope
Michael R. Pope
Executive Chairman
Principal Executive Officer
August 14, 2026
By: /s/ Ryan J. Zeek
Ryan J. Zeek
Chief Financial Officer
(Principal financial and accounting officer)
56
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.