Item 5. Other Information
Item 5. Other Information .
10b5-1 Trading Plans
On May 30, 2023 , Mr. Scott Kessler , our former Executive Vice President, Chief Information Officer of the Company, terminated a trading arrangement he had previously adopted with respect to the sale of securities of the Company’s common stock (a “Rule 10b5-1 Trading Plan”) in connection with his resignation from the Company. Mr. Kessler’s Rule 10b5-1 Trading Plan was adopted on March 14, 2023 , had a term of one year and provided for the sale of up to 80,239 shares of common stock pursuant to the terms of the plan. As of the date of termination of his Rule 10b5-1 Trading Plan, Mr. Kessler had not sold any shares of common stock under its terms.
On July 12, 2023 , Ms. Laura Felice , Executive Vice President, Chief Financial Officer of the Company, adopted a Rule 10b5-1 Trading Plan that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c). Ms. Felice’s Rule 10b5-1 Trading Plan, which has a term of 11 months, provides for the sale of up to 26,586 shares of common stock pursuant to the terms of the plan.
On July 13, 2023 , Mr. Jeff Desroches , Executive Vice President, Chief Operations Officer of the Company, terminated a Rule 10b5-1 Trading Plan. Mr. Desroches’ Rule 10b5-1 Trading Plan was adopted on January 13, 2023 , had a term of 11 months and provided for the sale of up to 12,250 shares of common stock pursuant to the terms of the plan. As of the date of termination of his Rule 10b5-1 Trading Plan, Mr. Desroches had sold 8,775 shares of common stock under its terms. On July 14, 2023 , Mr. Desroches, adopted a new Rule 10b5-1 Trading Plan that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c). Mr. Desroches’ new Rule 10b5-1 Trading Plan, which has a term of one year , provides for the sale of up to 33,934 shares of common stock pursuant to the terms of the plan.
Item 6. Exhibits.
Exhibit Number Exhibit Description
31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101.INS Inline XBRL Instance Document (filed herewith)
101.SCH Inline XBRL Taxonomy Extension Schema Document (filed herewith)
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document (filed herewith)
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document (filed herewith)
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document (filed herewith)
101.PRE Inline XBRL Taxonomy Extension Linkbase Document (filed herewith)
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.*) (filed herewith)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
BJ’S WHOLESALE CLUB HOLDINGS, INC.
Date: August 25, 2023 By: /s/ Laura L. Felice
Laura L. Felice
Executive Vice President, Chief Financial Officer
(Principal Financial Officer and
Authorized Signatory)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.