1 unchanged sentence
Director and Officer 10b5-1 Plans
−Removed: During the three months ended September 30, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933, as amended).
+Added: During the three months ended March 31, 2024, the following Rule 10b5-1 trading arrangements (as such term is defined in Item 408 of Regulation S-K of the Securities Act of 1933, as amended (the “Securities Act”)) for the sale of the Company’s common stock were adopted by certain officers of the Company (as defined in Rule 16a-1(f) of the Exchange Act):
+Added: Name and title of director or officer
+Added: Date of adoption of trading arrangement
+Added: Duration of trading arrangement (1)
+Added: Aggregate number of securities to be sold under trading arrangement
+Added: Executive Vice President and Chief Human Resources Officer
+Added: March 2, 2024 June 3, 2024 – June 30, 2025 15,000
+Added: Executive Vice President and Chief Marketing and Distribution Officer
+Added: February 27, 2024 June 3, 2024 – July 1, 2025 42,000
+Added: Executive Vice President and Chief Investment Officer
+Added: February 28, 2024 June 3, 2024 – February 4, 2025 40,000
+Added: Executive Vice President and Chief Financial Officer
+Added: February 26, 2024 May 29, 2024 – December 31, 2024 21,375
+Added: President, Chief Executive Officer and Director
+Added: February 27, 2024 June 3, 2024 - July 1, 2025 125,000
+Added: __________________
+Added: (1) In each case, a Rule 10b5-1 trading arrangement may also expire on such earlier date as all transactions under the Rule 10b5-1 trading arrangement are completed.
+Added: During the three months ended March 31, 2024, none of the Company’s other directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act).
( Note Regarding Reliance on Statements in Our Contracts:
10 unchanged sentences
Securities and Exchange Commission website at www.sec.gov.)
−Removed: 3.1 Restated Certificate of Incorporation of Brighthouse Financial, Inc., dated July 11, 2023, is incorporated by reference to Exhibit 3.3 to our Quarterly Report on Form 10-Q, filed on August 9, 2023.
+Added: Form of Performance Share Unit (“PSU”) Agreement for awards granted in 2024 and subsequently under the Brighthouse Financial, Inc.
+Added: 2017 Stock and Incentive Compensation Plan, as amended November 14, 2019 (the “Employee Plan”).
+Added: A ward Agreement Supplement (Employee Plan) f or PSU and Restricted Stock Unit awards granted in 2024 and subsequently .
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
8 unchanged sentences
101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: 104* The cover page of Brighthouse Financial, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL (included within the Exhibit 101 attachments).
+Added: 104* The cover page of Brighthouse Financial, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in Inline XBRL (included within the Exhibit 101 attachments).
* Filed herewith.
** Furnished herewith.
+Added: # Denotes management contracts or compensation plans or arrangements.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
3 unchanged sentences
(Duly Authorized Officer and Principal Financial Officer)
−Removed: November 8, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.