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following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the SEC.
−Removed: Form of Common Stock Purchase Warrant issued in connection with the private placement on May 17, 2022 (the “May 2022 PIPE”) (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
−Removed: Form of Pre-Funded Common Stock Purchase Warrant issued in connection with the May 2022 PIPE (incorporated by reference to Exhibit 4.2 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
−Removed: to Employment Agreement effective as of April 1, 2022 – Erica Monaco (incorporated by reference to Exhibit 10.1 to the Company’s
−Removed: Form 8-K filed with the SEC on April 5, 2022).
−Removed: of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on
−Removed: May 20, 2022).
−Removed: Form of Registration Rights Agreement for May 2022 PIPE (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
−Removed: Certification
−Removed: of Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
−Removed: Certification
−Removed: of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes Oxley Act of 2002
+Added: Form of Inducement Letter (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on July 28, 2022).
+Added: F orm of Inducement Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Form 8-K filed with the SEC on July 28, 2022).
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
+Added: Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes Oxley Act of 2002
XBRL Instance Document
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a management contract or compensatory plan or arrangement.
−Removed: The schedules
−Removed: (and similar attachments) to this exhibit have been omitted from this filing pursuant to Item 601(b)(10) of Regulation S-K.
−Removed: The registrant
−Removed: agrees to furnish a supplemental copy of any omitted schedule (or similar attachment) to the SEC upon request.
+Added: schedules (and similar attachments) to this exhibit have been omitted from this filing pursuant to Item 601(b)(10) of Regulation
+Added: The registrant agrees to furnish a supplemental copy of any omitted schedule (or similar attachment) to the SEC upon request.
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
−Removed: August 12, 2022
+Added: November 14, 2022
Executive Officer
−Removed: Authorized Officer, Principal Executive Officer and Principal Financial Officer )
+Added: Executive Officer)
+Added: November 14, 2022
+Added: /s/ Fred Leffler
+Added: Chief Financial Officer
+Added: (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.