BREAD FINANCIAL HOLDINGS, INC. 10-Q

Item 5. Other Information. (a) None ​ (b) None ​ ​ 50 Index Item 6. Exhibits. (a) Exhibits: EXHIBIT INDEX ​ ​ ​ ​ ​ ​ Incorporated by Reference Exhibit No. Filer Description Form Exhibit Filing Date ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 3.1 ​ (a) ​ Third Amended and Restated Certificate of Incorporation of the Registrant. ​ 8-K ​ 3.2 ​ 6/10/16 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 3.2 ​ (a) ​ Certificate of Designations of Series A Preferred Non-Voting Convertible Preferred Stock of the Registrant. ​ 8-K ​ 3.1 ​ 4/29/19 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 3.3 ​ (a) ​ Fifth Amended and Restated Bylaws of the Registrant. ​ 8-K ​ 3.1 ​ 2/1/16 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 4 ​ (a) ​ Specimen Certificate for shares of Common Stock of the Registrant. ​ 10-Q ​ 4 ​ 8/8/03 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.1 ​ (a) ​ Seventh Amendment to Amended and Restated Credit Agreement, dated as of July 9, 2021, by and among Alliance Data Systems Corporation, certain of its subsidiaries as guarantors, Wells Fargo Bank, National Association, as administrative agent, and various other agents and lenders. ​ 8-K ​ 10.1 ​ 7/14/21 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ #10.2 ​ (a) ​ Third Amendment to Private Label Credit Card Program Agreement, dated as of August 1, 2021, by and between Victoria’s Secret Stores, LLC, VS Service Company, LLC by change of name and organizational form from L Brands Direct Marketing, Inc., L Brands Direct Fulfillment, LLC by change of organizational form from L Brands Direct Fulfillment, Inc., VSPR Store Operations, LLC by change of name from Puerto Rico Store Operations, LLC, and Comenity Bank. ​ 10-Q ​ 10.9 ​ 8/5/21 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.3 ​ (b) (c) (d) ​ Sixth Addendum to Appendix A of Third Amended and Restated Service Agreement, as Amended, dated as of August 31, 2021, between Comenity Servicing LLC and Comenity Bank. ​ 8-K ​ 99.1 ​ 9/3/21 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *10.4 ​ (a) ​ First Supplemental Indenture, dated as of August 6, 2021, among Alliance Data Systems Corporation, certain of its subsidiaries as guarantors and MUFG Union Bank, N.A., as trustee under the Indenture dated as of December 20, 2019. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *10.5 ​ (a) ​ First Supplemental Indenture, dated as of August 6, 2021, among Alliance Data Systems Corporation, certain of its subsidiaries as guarantors and MUFG Union Bank, N.A., as trustee under the Indenture dated as of September 22, 2020. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *31.1 ​ (a) ​ Certification of Chief Executive Officer of Alliance Data Systems Corporation pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *31.2 ​ (a) ​ Certification of Chief Financial Officer of Alliance Data Systems Corporation pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. ​ ​ ​ ​ ​ ​ 51 Index ​ ​ ​ ​ ​ ​ Incorporated by Reference Exhibit No. Filer Description Form Exhibit Filing Date ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *32.1 ​ (a) ​ Certification of Chief Executive Officer of Alliance Data Systems Corporation pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *32.2 ​ (a) ​ Certification of Chief Financial Officer of Alliance Data Systems Corporation pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *101 ​ (a) ​ The following financial information from Alliance Data Systems Corporation’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Income, (iii) Condensed Consolidated Statements of Comprehensive Income, (iv) Condensed Consolidated Statements of Stockholders’ Equity, (v) Condensed Consolidated Statements of Cash Flows and (vi) Notes to Condensed Consolidated Financial Statements. ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ *104 ​ (a) ​ Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). ​ ​ ​ ​ ​ ​ ​ * Filed herewith # Pursuant to Item 601 (b)(10)(iv) of Regulation S-K, certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed. (a) Alliance Data Systems Corporation (b) WFN Credit Company, LLC (c) World Financial Network Credit Card Master Trust (d) World Financial Network Credit Card Master Note Trust ​ ​ 52 Index ​ SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ALLIANCE DATA SYSTEMS CORPORATION ​ ​ ​ ​ ​ By: /s/ RALPH J. ANDRETTA ​ ​ ​ Ralph J. Andretta ​ ​ ​ President and Chief Executive Officer ​ ​ ​ ​ Date: November 3, 2021 ​ ​ ​ ​ ​ By: /s/ PERRY S. BEBERMAN ​ ​ ​ Perry S. Beberman ​ ​ ​ Executive Vice President and Chief Financial Officer ​ ​ ​ ​ Date: November 3, 2021 ​ ​ ​ ​ ​ ​ 53