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Insider Trading Arrangements
−Removed: During the three months ended September 27, 2024, none of the Company’s directors or officers adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K.
+Added: On November 20, 2024 , Gary Croke , Vice President , Marketing and Product Line Management, adopted a new trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: The trading plan is intended to permit Mr.
+Added: Croke to sell an aggregate of 25,461 shares.
+Added: Croke’s plan is in effect until October 31, 2025 .
+Added: During the three months ended December 27, 2024, no other officers or directors adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K.
The following exhibits are filed or furnished herewith or are incorporated by reference to exhibits previously filed with the SEC:
3 unchanged sentences
(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on August 24, 2023, File No.
+Added: Second Amendment to Credit Agreement, dated October 18, 2024, by and among the Borrowers and the Lender (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on October 22, 202 4 , File No.
+Added: A viat Networks, Inc.
+Added: Second Amended and Restated 2018 Incentive Plan (incorporated by reference to Annex A to the Proxy Statement on Schedule 14A filed with the SEC on October 7, 2024, File No.
31.1* Rule 13a-14(a)/15d-14(a) Certification of President and Chief Executive Officer
10 unchanged sentences
** Furnished herewith.
+Added: Certain schedules and exhibits to this agreement have been omitted in accordance with Item 601(a)(5) of Regulation S-K.
+Added: A copy of any omitted schedule and/or exhibit will be furnished to the SEC on request.
+Added: Certain portions of this exhibit were redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
+Added: + Management compensatory contract, arrangement or plan.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AVIAT NETWORKS, INC.
−Removed: November 5, 2024
+Added: February 4, 2025
/s/ Michael Connaway
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.