Other Information
−Removed: the quarter ended March 31, 2024, no director or officer of the Company adopted
−Removed: or terminated
−Removed: or otherwise had in effect a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as
−Removed: each term is defined in Item 408(a) of Regulation S-K.
+Added: During the quarter
+Added: ended June 30, 2024, no director or officer of the Company adopted or terminated or otherwise had in effect a “Rule 10b5-1 trading
+Added: arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The exhibits required by
2 unchanged sentences
the Exhibit Index are incorporated by reference herein.
+Added: Description of Document
Incorporated by reference from
6 unchanged sentences
Form of Warrant after Conversion from an LLC to a Corporation
−Removed: of IPO Series A Warrant
+Added: Form of IPO Series A Warrant
Form of Common Stock Certificate
−Removed: of IPO Representative’s Common Stock Purchase Warrant
+Added: Form of IPO Representative’s Common Stock Purchase Warrant
Description of Securities
9 unchanged sentences
Form of Bridge Note
−Removed: of IPO Series A Warrant Agent Agreement
+Added: Form of IPO Series A Warrant Agent Agreement
Amendment to Bridge Note
6 unchanged sentences
Form of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan
−Removed: Incorporated by reference from
Executive Officer Employment Agreement for Michael Lawless dated October 13, 2021
Executive Officer Employment Agreement for Peter Shoebridge dated October 13, 2021
+Added: Description of Document
+Added: Incorporated by reference from
Executive Officer Employment Agreement for Brian Hoff dated October 13, 2021
13 unchanged sentences
Common Stock Warrant for 650,000 shares dated April 17, 2023
−Removed: of 2023 Placement Agency Agreement
+Added: Form of 2023 Placement Agency Agreement
Form of Securities Purchase Agreement dated June 13, 2023 between Auddia Inc.
14 unchanged sentences
Auddia Clawback Policy
−Removed: Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the
−Removed: Inline XBRL document)
−Removed: Inline XBRL Taxonomy Extension
−Removed: Schema Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension
−Removed: Presentation Linkbase Document
−Removed: Cover Page Interactive Data
−Removed: File (formatted in IXBRL, and included in exhibit 101).
+Added: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
___________________________
−Removed: Indicates management contract
−Removed: or compensatory plan.
−Removed: Certain information contained
−Removed: in this Exhibit has been redacted and appears as “XXXXX” as the disclosure of same would be a disadvantage to the Registrant
−Removed: in the marketplace
+Added: Indicates management contract or compensatory plan.
+Added: Certain information contained in this Exhibit has been redacted and appears as “XXXXX” as the disclosure of same would be a disadvantage to the Registrant in the marketplace
Pursuant to the requirements
6 unchanged sentences
Chief Financial Officer
+Added: August 7, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.