Other Information
−Removed: The table below summarizes the
−Removed: terms of arrangements adopted or terminated by officers or directors during the three months ended March 31, 2026.
−Removed: All of the trading
−Removed: arrangements listed below are intended to satisfy the affirmative defense conditions of Rule 10b5-1c.
−Removed: Name and Position
−Removed: Adoption Date
−Removed: Total Number of
−Removed: Shares to be Sold
−Removed: Expiration Date
−Removed: Robert Mears ,
−Removed: Up to 60,470 (1)
−Removed: March 19, 2027
−Removed: Chief Technology Officer
−Removed: March 9, 2026
−Removed: Robert Mears ,
−Removed: Up to 86,580 (2)
−Removed: March 19, 2027
−Removed: Chief Technology Officer
−Removed: March 9, 2026
−Removed: actual number of shares sold will depend on the vesting of restricted stock awards and the number of shares withheld by the Company to
−Removed: satisfy its income tax withholding obligations, and may vary from the approximate number provided.
−Removed: actual number of shares sold is dependent on the exercise of stock options at specific prices with the subsequent sale of the underlying
−Removed: shares at specific price targets.
−Removed: The following is a list of exhibits
−Removed: filed as part of this Report on Form 10-Q:
+Added: During the quarter ended
+Added: June 30, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule
+Added: 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: The following is a list of
+Added: exhibits filed as part of this Report on Form 10-Q:
Method of filing
−Removed: Form of Securities Purchase Agreement dated February 23, 2026 between the Registrant and the purchasers thereto
−Removed: Incorporated by reference from the Registrant’s Form 8-K filed on February 24, 2026
−Removed: Placement Agent Agreement dated February 23, 2026 between the Registrant and Craig-Hallum Capital Group, LLC
−Removed: Incorporated by reference from the Registrant’s Form 8-K filed
−Removed: on February 24, 2026
+Added: Amended and Restated Certificate of Incorporation of the Registrant
+Added: Incorporated by reference from the Registrant’s Registration
+Added: Statement on Form S-1 filed on June 30, 2016.
+Added: Second Amended and Restated Bylaws of the Registrant
+Added: Incorporated by reference from the Registrant’s Registration
+Added: Form 8-K filed on February 11, 2026.
+Added: Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant
+Added: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016.
+Added: Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant
+Added: Incorporated by reference from the Registrant’s Registration Statement on Form S-1 filed on June 30, 2016
+Added: Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant
+Added: Filed electronically herewith
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
19 unchanged sentences
Filed electronically herewith
−Removed: Pursuant to the requirements of
−Removed: the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
+Added: Pursuant to the requirements
+Added: of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
ATOMERA INCORPORATED.
+Added: August 6, 2026
Chief Executive Officer,
(Principal Executive Officer)
+Added: August 6, 2026
/s/ Francis B.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.