Item 5. Other Information
ITEM
5. OTHER INFORMATION.
On July
26, 2021, Dale Ludwig resigned as the Company’s Chief Scientific and Technology Officer. Dr. Ludwig’s resignation is not
the result of any disagreement with the Company or its Board of Directors or any matter relating to the Company’s operations, policies,
or practices.
ITEM
6. EXHIBITS
Copies
of the following documents are included as exhibits to this report pursuant to Item 601 of Regulation S-K.
Exhibit No.
Title of Document
Location
3.1
Certificate of Incorporation of Actinium Pharmaceuticals, Inc. (incorporated by reference to Exhibit 3.1 of the Company’s Form 8-K filed with the SEC on April 17, 2013).
3.2
Certificate of Amendment to Certificate of Incorporation, as amended, filed January 7, 2014 (incorporated by reference to Exhibit 3.5 to Form S-1 filed on January 31, 2014).
3.3
Certificate of Amendment to Certificate of Incorporation, as amended, filed February 3, 2014. (incorporated by reference to Exhibit 3.1 to Form 8-K filed on February 7, 2014).
3.4
Certificate of Amendment to Certificate of Incorporation, as amended, filed on February 26, 2015 (incorporated by reference to Exhibit 3.1 to Form 8-K filed on March 4, 2015).
3.5
Certificate of Amendment to Certificate of Incorporation, as amended, filed on February 26, 2018 (incorporated by reference to Exhibit 3.1 to Form 8-K filed on February 26, 2018).
3.6
Certificate of Amendment to Certificate of Incorporation, as amended, filed on March 6, 2019 (incorporated by reference to Exhibit 3.7 to Form 10-K filed on March 15, 2019).
3.7
Certificate of Amendment to Certificate of Incorporation, as amended, filed on June 16, 2020 (incorporated by reference to Exhibit 3.1 to Form 8-K filed on June 16, 2020).
3.8
Certificate of Amendment to Certificate of Incorporation, as amended, filed on August 10, 2020 (incorporated by reference to Exhibit 3.1 to Form 8-K filed on August 14, 2020).
3.9
Amended and Restated Bylaws, dated August 8, 2018 (incorporated by reference to Exhibit 3.1 to Form 10-Q filed on August 9, 2018).
3.10
Amendment to Amended and Restated Bylaws, dated May 7, 2020 (incorporated by reference to Exhibit 3.1 to Form 8-K filed on May 5, 2020).
31.1
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Attached
31.2
Certification of the Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Attached
32.1
Certification of the Chief Executive Officer pursuant to U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
Attached
32.2
Certification of the Principal Financial and Accounting Officer pursuant to U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
Attached
101.INS
Inline
XBRL Instance Document
Attached
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
Attached
101.CAL
Inline
XBRL Taxonomy Calculation Linkbase Document
Attached
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
Attached
101.LAB
Inline
XBRL Taxonomy Label Linkbase Document
Attached
101.PRE
Inline
XBRL Taxonomy Presentation Linkbase Document
Attached
104
Cover Page Interactive Data file (formatted as Inline XBRL and contained
in Exhibit 101)
Attached
* The
Exhibit attached to this Form 10-Q shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934 (the “Exchange Act”) or otherwise subject to liability under that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific
reference in such filing.
56
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
ACTINIUM
PHARMACEUTICALS, INC.
Date:
July 30, 2021
By:
/s/
Sandesh Seth
Sandesh
Seth
Chairman
and Chief Executive Officer
(Duly Authorized Officer and
Principal Executive Officer)
By:
/s/
Steve O’Loughlin
Steve
O’Loughlin
Chief
Financial Officer
(Duly
Authorized Officer and
Principal Financial and Accounting Officer)
57
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.