12 unchanged sentences
• Pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the Company;
−Removed: • Are designed and operated to provide reasonable assurance regarding the reliability of our financial reporting and our process for the preparation of financial statements for external purposes in accordance with generally accepted accounting principles and that receipts and expenditures of the Company are being made only in accordance with authorizations of management and directors of the Company;
−Removed: • Provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of the Company’s assets that could have a material effect on the financial statements.
+Added: • Are designed and operated to provide reasonable assurance regarding the reliability of our financial reporting and our process for the preparation of consolidated financial statements for external purposes in accordance with generally accepted accounting principles and that receipts and expenditures of the Company are being made only in accordance with authorizations of management and directors of the Company;
+Added: • Provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of the Company’s assets that could have a material effect on the consolidated financial statements.
Our internal control over financial reporting is designed by, and under the supervision of our principal executive officer and principal financial officer and effected by our Board of Directors, management, and others.
2 unchanged sentences
Management has assessed the effectiveness of our internal control over financial reporting as of December 31, 2024, using the criteria set forth in the Internal Control - Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission (“COSO”).
−Removed: Based on the assessment, our management has concluded that our internal control over financial reporting was effective as of December 31, 2023 to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements in accordance with GAAP.
+Added: Based on the assessment, our management has concluded that our internal control over financial reporting was effective as of December 31, 2024 to provide reasonable assurance regarding the reliability of financial reporting and the preparation of consolidated financial statements in accordance with GAAP.
The effectiveness of our internal control over financial reporting as of December 31, 2024 has been audited by Grant Thornton LLP, an independent registered public accounting firm, as stated in its report, which is included in this Annual Report on Form 10-K.
11 unchanged sentences
Insider Adoption or Termination of Trading Arrangements
−Removed: During the fiscal quarter ended December 31, 2023, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408(a).
+Added: On November 27, 2024 , Dhrupad Trivedi , President, Chief Executive Officer and Chairman of the Board of Directors , adopted a trading plan intended to satisfy Rule 10b5-1(c) with respect to the sale of up to 80,438 shares of our common stock between February 27, 2025 and March 3, 2025 (unless earlier terminated pursuant to the terms of the plan) .
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
1 unchanged sentence
Directors, Executive Officers and Corporate Governance
−Removed: The information required by this item is incorporated by reference from the information under the captions “Election of Directors” and “Board of Directors and Corporate Governance” contained in our proxy statement to be filed with the SEC in connection with the solicitation of proxies for our 2023 Annual Meeting of Stockholders pursuant to Regulation 14A (the “Proxy Statement”).
+Added: The information required by this item is incorporated by reference from the information under the captions “Election of Directors,” “Board of Directors and Corporate Governance” and “Executive Officers” contained in our proxy statement to be filed with the SEC in connection with the solicitation of proxies for our 2025 Annual Meeting of Stockholders pursuant to Regulation 14A (the “Proxy Statement”).
Item 405 of Regulation S-K calls for disclosure of any known late filing or failure by an insider to file a report required by Section 16(a) of the Exchange Act.
3 unchanged sentences
We will post amendments or waivers relating to our Code of Business Conduct and Ethics for directors and executive officers on the same website referenced in this paragraph.
+Added: With respect to Item 408(b) of Regulation S-K, the Company has an insider trading policy governing the purchase, sale and other dispositions of the Company’s securities that applies to the Company and its personnel, including officers, directors, employees and agents, and other covered persons (the “Insider Trading Policy”).
+Added: The Company believes that the Insider Trading Policy is reasonably designed to promote compliance with insider trading laws, rules and regulations, and listing standards applicable to the Company.
+Added: A copy of the Insider Trading Policy is filed as Exhibit 19.1 to this Annual Report on Form 10-K.
Executive Compensation
29 unchanged sentences
S-1/A 333-194015 10.1 March 10, 2014
−Removed: 10.2* 2008 Stock Plan and forms of agreements thereunder
−Removed: 10-Q 001-36343 10.2 May 13, 2014
10.2* Amended and Restated 2014 Equity Incentive Plan
2 unchanged sentences
10-K 001-36343 10.4 March 10, 2020
−Removed: 10.5* 2014 Employee Stock Purchase Plan and forms of agreements thereunder
−Removed: S-1/A 333-194015 10.5 March 10, 2014
−Removed: 10.6* Form of Stock Option Agreement pursuant to the 2008 Stock Plan
−Removed: 10-Q 001-36343 10.2 August 4, 2014
−Removed: 10.7* Form of Stock Option Agreement- Early Exercise pursuant to the 2008 Stock Plan
−Removed: 10-Q 001-36343 10.3 August 4, 2014
10.4* Form of Stock Option Agreement pursuant to the Amended and Restated 2014 Equity Incentive Plan
7 unchanged sentences
10.8 Reseller Agreement, dated April 2, 2009, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.12 February 18, 2014
+Added: S-1 333-194015 10.12 February 18, 2014
10.9 First Amendment to Reseller Agreement, dated May 19, 2011, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.13 February 18, 2014
−Removed: Number Incorporated by Reference
−Removed: Description Form SEC File No.
−Removed: Exhibit Number Filing Date Filed Herewith
+Added: S-1 333-194015 10.13 February 18, 2014
10.10 Second Amendment to Reseller Agreement, dated April 1, 2011, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.14 February 18, 2014
+Added: S-1 333-194015 10.14 February 18, 2014
10.11 Third Amendment to Reseller Agreement, dated April 1, 2011, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.15 February 18, 2014
+Added: S-1 333-194015 10.15 February 18, 2014
10.12 Fourth Amendment to Reseller Agreement, dated October 3, 2011, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.16 February 18, 2014
+Added: S-1 333-194015 10.16 February 18, 2014
10.13 Fifth Amendment to Reseller Agreement, dated April 2, 2012, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.17 February 18, 2014
+Added: S-1 333-194015 10.17 February 18, 2014
+Added: Number Incorporated by Reference
+Added: Description Form SEC File No.
+Added: Exhibit Number Filing Date Filed Herewith
10.14 Sixth Amendment to Reseller Agreement, dated November 29, 2012, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.18 February 18, 2014
+Added: S-1 333-194015 10.18 February 18, 2014
10.15 Seventh Amendment to Reseller Agreement, dated April 9, 2013, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.19 February 18, 2014
+Added: S-1 333-194015 10.19 February 18, 2014
10.16 Eighth Amendment to Reseller Agreement, dated October 22, 2013, by and between the Registrant and NEC Corporation
−Removed: S-1/A 333-194015 10.2 February 18, 2014
+Added: S-1 333-194015 10.20 February 18, 2014
10.17 Ninth Amendment to Reseller Agreement, executed on April 22, 2014, by and between the Registrant and NEC Corporation
1 unchanged sentence
10.18 Manufacturing Services Agreement, dated December 8, 2006, by and between the Registrant and Lanner Electronics (USA)
−Removed: S-1/A 333-194015 10.21 February 18, 2014
+Added: S-1 333-194015 10.21 February 18, 2014
10.19 Amendment No.
1 to Manufacturing Services Agreement, dated June 27, 2013, by and between the Registrant and Lanner Electronics (USA)
−Removed: S-1/A 333-194015 10.22 February 18, 2014
+Added: S-1 333-194015 10.22 February 18, 2014
10.20 Contract Manufacturer Agreement, dated July 1, 2008, by and between the Registrant and AEWIN Technologies, Inc.
−Removed: S-1/A 333-194015 10.23 February 18, 2014
+Added: S-1 333-194015 10.23 February 18, 2014
10.21 Amendment No.
7 unchanged sentences
10-Q 001-36343 10.1 May 8, 2019
−Removed: 10.30 Common Stock Repurchase Agreement, dated as of September 8, 2022, between A10 Networks, Inc.
−Removed: and Summit Partners Growth Equity Fund VIII-A, L.P., Summit Partners Growth Equity Fund VIII-B L.P., Summit Investors I, LLC and Summit Investors I (UK), L.P.
−Removed: 8-K 001-36343 10.1 September 9, 2022
+Added: 10.25* 2023 Stock Incentive Plan
+Added: S-8 333-272010 4.1 May 17, 2023
+Added: 10.26* Form of Stock Option Agreement pursuant to the 2023 Stock Incentive Plan
+Added: 10-Q 001-36343 10.2 May 3, 2024
+Added: 10.27* Form of Restricted Stock Unit Agreement pursuant to the 2023 Stock Incentive Plan
+Added: 10-Q 001-36343 10.3 May 3, 2024
+Added: 10.28* Form of Restricted Stock Agreement pursuant to the 2023 Stock Incentive Plan
+Added: 10-Q 001-36343 10.4 May 3, 2024
+Added: 19.1 Insider Trading Policy
21.1 List of subsidiaries of the Registrant
−Removed: 10-K 001-36343 21.1 March 10, 2020
23.1 Consent of Grant Thornton LLP, independent registered public accounting firm
6 unchanged sentences
Policy for the Recovery of Erroneously Awarded Compensation
+Added: 10-K 001-36343 97 February 29, 2024
101.INS XBRL Instance Document.
3 unchanged sentences
101.LAB XBRL Taxonomy Extension Label Linkbase Document.
+Added: 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document.
Number Incorporated by Reference
1 unchanged sentence
Exhibit Number Filing Date Filed Herewith
−Removed: 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) X
21 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.