OTHER INFORMATION
−Removed: Insider Trading Arrangements
−Removed: During the three months ended June 30, 2023 , none of the Company's directors or officers adopted , modified or terminated a Rule 10b5-1 plan or a non-Rule 10b5-1 trading arrangement .
−Removed: Third Amendment to the Receivables Purchase Agreement dated as of April 14, 2023, by and among CVG Capital III LLC as the Seller, PNC Bank National association as the Administrative Agent and Ashland Inc.
−Removed: as the Servicer filed as Exhibit 10.1 to Ashland Inc.’s Form 8-K filed on April 20, 2023 (SEC File No.
+Added: Securities Trading Plans of Directors and Executive Officers
+Added: On November 17, 2023 , Robin E.
+Added: Lampkin , Ashland’s Senior Vice President, General Counsel and Corporate Secretary , entered into a Rule 10b5-1 trading arrangement that provides for the sale of 844 shares of Ashland Common Stock.
+Added: The trading arrangement is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
+Added: The duration of the trading arrangement is until the earlier of (1) February 29, 2024 , (2) the date on which all transactions under the trading arrangement are completed, or (3) at such time as the trading arrangement is otherwise terminated or expires according to its terms.
+Added: Ashland Securities Trading Plans
+Added: During November 2023 , Ashland entered into a Rule 10b5-1 trading arrangement to repurchase Ashland Common Stock under its 2023 Stock Repurchase Program, in the aggregate dollar amount of $100 million.
+Added: The trading arrangement was intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
+Added: The trading arrangement terminated in December 2023 , upon the completion of the purchase of 1,238,212 shares of Ashland Common Stock.
+Added: Amended and Restated Articles of Incorporation of Ashland Global Holdings Inc.
+Added: (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on September 20, 2016 (SEC File No.
+Added: 001-32532)) and incorporated by reference herein).
+Added: Certificate of Ownership & Merger, amending the Company’s Amended and Restated Certificate of Incorporation (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on August 1, 2022 (SEC File No.
+Added: 001-32532) and incorporated by reference herein).
+Added: By-laws of Ashland Inc.
+Added: (Amended and Restated as of September 20, 2022) (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on September 20, 2022 (SEC File No.
+Added: 333-211719) and incorporated by reference herein).
+Added: Receivables Purchase Agreement, dated October 19, 2023 (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on October 24, 2023 (SEC File No.
333-211719), and incorporated herein by reference).
−Removed: Second Amendment to the Second Amended and Restated Purchase and Sale Agreement dated as of April 14, 2023, by and among Ashland Inc.
−Removed: as Exiting Originator and Servicer, Ashland Specialty Ingredients G.P.
−Removed: as remaining originator and CVG Capital III as the Buyer filed as Exhibit 10.2 to Ashland Inc.’s Form 8-K filed on April 20, 2023 (SEC File No.
+Added: Master Framework Agreement, dated October 19, 2023 (filed as Exhibit 10.2 to Ashland’s Form 8-K filed on October 24, 2023 (SEC File No.
333-211719), and incorporated herein by reference).
+Added: Letter Agreement between the Ashland and Guillermo Novo, dated November 15, 2023.
Certificate of Guillermo Novo, Chief Executive Officer of Ashland pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Inline XBRL Instance Document.
−Removed: Inline XBRL Taxonomy Extension Schema Document.
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Schema With Embedded Linkbases Document.
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
1 unchanged sentence
Attached as Exhibit 101 to this report are the following documents formatted in XBRL (Extensible Business Reporting Language):
−Removed: (i) Statements of Consolidated Comprehensive Income (Loss) for the three and nine months ended June 30, 2023 and June 30, 2022;
−Removed: (ii) Condensed Consolidated Balance Sheets at June 30, 2023 and September 30, 2022;
−Removed: (iii) Statements of Condensed Consolidated Cash Flows for the nine months ended June 30, 2023 and June 30, 2022;
+Added: (i) Statements of Consolidated Comprehensive Income (Loss) for the three months ended December 31, 2023 and December 31, 2022;
+Added: (ii) Condensed Consolidated Balance Sheets at December 31, 2023 and September 30, 2023;
+Added: (iii) Statements of Condensed Consolidated Cash Flows for the three months ended December 31, 2023 and December 31, 2022;
and (iv) Notes to Condensed Consolidated Financial Statements.
2 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: July 27, 2023
+Added: January 31, 2024
Senior Vice President and Chief Financial Officer
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.