AMC ENTERTAINMENT HOLDINGS, INC. 10-Q

Item 5. Other Information Rule 10b5-1 Trading Arrangements In the third quarter of 2023, no director or officer (as defined in Exchange Act Rule 16a-1(f)) of AMC adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement for the purchase or sale of securities of the Company, within the meaning of Item 408 of Regulation S-K. 70 Table of Contents Item 6. Exhibits. EXHIBIT INDEX ​ EXHIBIT NUMBER ​ DESCRIPTION 3.1 ​ Third Amended and Restated Certificate of Incorporation of AMC Entertainment Holdings, Inc. (incorporated by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 1-33892) filed on December 23, 2013). ​ ​ ​ 3.2 ​ ​ ​ Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of AMC Entertainment Holdings, Inc. (incorporated by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 1-33892) filed on August 14, 2023). ​ ​ ​ *3.3 ​ Third Amended and Restated Certificate of Incorporation of AMC Entertainment Holdings, Inc., as amended as of August 24, 2023 (redline version of amended sections). ​ ​ ​ 3. 4 ​ Certificate of Elimination of Series A Convertible Participating Preferred Stock (incorporated by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 1-33892) filed on August 25, 2023). ​ ​ ​ +*10.1 ​ Employment Agreement, dated as of August 11, 2023, by and between Ellen Copaken and AMC Entertainment Holdings, Inc. ​ ​ ​ +*10.2 ​ Fifth Amendment to the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan, effective as of August 25, 2023. ​ ​ ​ *31.1 ​ Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Acts of 2002. ​ ​ ​ *31.2 ​ Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Acts of 2002. ​ ​ ​ *32.1 ​ Section 906 Certifications of Adam M. Aron (Chief Executive Officer) and Sean D. Goodman (Chief Financial Officer) furnished in accordance with Securities Act Release 33-8212. ​ ​ ​ **101.INS ​ Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. ​ ​ ​ **101.SCH ​ Inline XBRL Taxonomy Extension Schema Document ​ ​ ​ **101.CAL ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ ​ ​ **101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ ​ ​ **101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ ​ ​ **101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ **104 ​ Cover Page Interactive Data File (formatted as inline XBRL and contained as Exhibit 101) * Filed or furnished herewith, as applicable. ** Submitted electronically with this Report. + Management contract, compensatory plan or arrangement. 71 Table of Contents SIGNATURES ​ Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ AMC ENTERTAINMENT HOLDINGS, INC. ​ ​ ​ ​ Date: November 8, 2023 /s/ A dam M. A ron ​ Adam M. Aron ​ Chairman of the Board, Chief Executive Officer and President ​ ​ ​ ​ Date: November 8, 2023 /s/ S ean D. G oodman ​ Sean D. Goodman ​ Executive Vice President, International Operations, Chief Financial Officer and Treasurer ​ ​ ​ ​ ​ ​ ​ ​ 72