5 unchanged sentences
Certificate of Merger relating to the merger of Aeluma Operating Co.
−Removed: with and into Biond Photonics,
−Removed: Inc., filed with the Secretary of State of the State of California on June 22, 2021 **
−Removed: Amended and Restated certificate of incorporation, filed with the Secretary of State of the State
−Removed: of Delaware on June 22, 2021 **
+Added: with and into Biond Photonics, Inc., filed with the Secretary of State of the State of California on June 22, 2021**
+Added: Amended and Restated certificate of incorporation, filed with the Secretary of State of the State of Delaware on June 22, 2021**
Amended and Restated Bylaws.**
6 unchanged sentences
2021 Equity Incentive Plan and form of award agreements**
−Removed: Subsidiaries of the Registrant **
+Added: Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: Advisor Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: DenBaars, dated December 21, 2020****
+Added: Advisor Restricted Stock Purchase Agreement between Biond Photonics, Inc.
+Added: DenBaars, dated June 10, 2021****
+Added: Advisory Agreement between Biond Photonics, Inc.
+Added: DenBaars, dated December 31, 2020****
+Added: Advisory Agreement between Biond Photonics, Inc.
+Added: DenBaars, dated June 10, 2021****
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
−Removed: Certification of the Principal Executive Officer and Principal Financial Officer pursuant to U.S.C.
+Added: Certification of the Principal Executive Officer pursuant to U.S.C.
Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith)
+Added: Certification of the Principal Financial Officer pursuant to U.S.C.
+Added: Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith)
Inline XBRL Instance Document
5 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
−Removed: + Indicates a management contract or any compensatory plan, contract
−Removed: or arrangement.
−Removed: ** Incorporated by reference to the Current Report on Form 8-K filed
−Removed: on June 28, 2021.
+Added: + Indicates a management contract
+Added: or any compensatory plan, contract or arrangement.
+Added: ** Incorporated by reference to
+Added: the Current Report on Form 8-K filed on June 28, 2021.
+Added: *** Incorporated by reference to
+Added: the Current Report on Form 8-K filed on July 1, 2021.
+Added: **** Incorporated by reference to
+Added: the Registration Statement on Form S-1/A filed on October 15, 2021.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned thereunto duly authorized.
−Removed: August 23, 2021
+Added: November 15, 2021
/s/ Jonathan Klamkin
Jonathan Klamkin
−Removed: President , Chief Executive Officer (Principal Executive Officer) and Principal Financial and Accounting Office
+Added: President, Chief Executive Officer and Principal
+Added: Financial Officer (Principal Executive Officer
+Added: and Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.