Item 5. Other Information
Item 5. Other Information
(a)
Not applicable.
(b)
None.
ITEM 6. EXHIBITS
EXHIBIT INDEX
Exhibit
No.
Description
2.1
Agreement and Plan of Merger and Reorganization among Parc Investments, Inc., Aeluma Operating Co. and Biond Photonics, Inc. **
3.1
Certificate of Merger relating to the merger of Aeluma Operating Co. with and into Biond Photonics,
Inc., filed with the Secretary of State of the State of California on June 22, 2021 **
3.2
Amended and Restated certificate of incorporation, filed with the Secretary of State of the State
of Delaware on June 22, 2021 **
3.3
Amended and Restated Bylaws **
4.1
Form of Lock Up Agreement **
4.2
Form of Placement Agent Warrant **
10.1
Form of Post-Merger Indemnification Agreement **
10.2
Form of Pre-Merger Indemnification Agreement **
10.3
Form of Subscription Agreement, dated June 22, 2021, by and between the Company and the parties thereto **
10.4
Registration Rights Agreement, dated June 22, 2021, by and between the Company and the parties thereto
10.5+
2021 Equity Incentive Plan and form of award agreements **
21.1
Subsidiaries of the Registrant **
31.1
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
31.2
Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
32.1
Certification of the Principal Executive Officer and Principal Financial Officer pursuant to U.S.C. Section 1350 As adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith)
101.INS
Inline XBRL Instance Document. (filed
herewith)
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+ Indicates a management contract or any compensatory plan, contract
or arrangement.
** Incorporated by reference to the Current Report on Form 8-K filed
on June 28, 2021.
22
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned thereunto duly authorized.
Aeluma, Inc.
(Registrant)
Date: August 23, 2021
By:
/s/ Jonathan Klamkin
Jonathan Klamkin
President , Chief Executive Officer (Principal Executive Officer) and Principal Financial and Accounting Office
23
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.