Other Information.
−Removed: 2024 annual meeting of stockholders will be delayed by more than 30 days from February 3, the anniversary date of the 2023 annual meeting
−Removed: of stockholders.
−Removed: On July 25, 2024, our board of directors, acting in accordance with the authority granted to our board of directors
−Removed: pursuant to the applicable provisions of our bylaws, elected to postpone the 2024 annual meeting of stockholders to a date to be determined
−Removed: by our board of directors in accordance with the applicable provisions of our bylaws.
−Removed: Our board of directors has not yet determined the
−Removed: date of the postponed 2024 annual meeting of stockholders.
−Removed: We will provide all required information about the postponed 2024 annual meeting
−Removed: of stockholders when it becomes available.
−Removed: the Exhibit Index to this Quarterly Report immediately below and before the signature page hereto, which Exhibit Index is incorporated
−Removed: by reference as if fully set forth herein.
+Added: None of our directors or officers adopted or terminated a Rule 10b5 - 1 trading arrangement or a non-Rule 10b5 - 1 trading arrangement (as defined in Item 408 (c) of Regulation S-K) during the third quarter of 2024.
+Added: See the Exhibit Index to this Quarterly Report immediately below and before the signature page hereto, which Exhibit Index is incorporated by reference as if fully set forth herein.
+Added: Incorporated by Reference
Exhibit Number
+Added: Exhibit Description
+Added: Filed Herewith
Certificate of Incorporation
17 unchanged sentences
July 11, 2022
−Removed: First Comprehensive Amendment to At-The-Market Issuance Sales Agreement, dated May 17, 2024
−Removed: Management Services Agreement, effective as of June 1, 2024
−Removed: Certifications of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act
−Removed: Certifications of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act
+Added: Sixth Certificate of Amendment to Certificate of Incorporation of Allarity Therapeutics, Inc.
+Added: September 9, 2024
+Added: Seventh Certificate of Amendment to Certificate of Incorporation of Allarity Therapeutics, Inc.
+Added: September 9, 2024
+Added: Certificate of Correction to the Seventh Certificate of Amendment to the Certificate of Incorporation of Allarity Therapeutics, Inc.
+Added: September 10, 2024
+Added: Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Redeemable Preferred Stock
+Added: August 21, 2024
+Added: Form of Securities Purchase Agreement between the Company and the investors thereto, dated August 19, 2024
+Added: August 21, 2024
+Added: Form of Registration Rights Agreement by and among the Company and the investors named therein, dated August 19, 2024
+Added: August 21, 2024
+Added: Sixth Amendment to Exclusive License Agreement
+Added: August 21, 2024
+Added: Second Amendment to At-The-Market Issuance Sales Agreement, dated September 9, 2024
+Added: September 13, 2024
+Added: Employment Agreement, dated as of September 12, 2024, by and between Allarity Therapeutics, Inc., and Alexander Epshinsky
+Added: September 13, 2024
+Added: Employment Agreement, dated as of September 30, 2024, by and between Allarity Therapeutics, Inc., and Jeremy R.
+Added: October 4, 2024
Certifications of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act
Certifications of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act
−Removed: Inline XBRL Instance Document (the instance document
−Removed: does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
+Added: Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer
+Added: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase
−Removed: Cover Page Interactive Data File (formatted as inline
−Removed: XBRL and contained in Exhibit 101)
−Removed: Certain of the exhibits and schedules to this Exhibit have been omitted in accordance with Regulation S-K Item 601.
−Removed: The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
−Removed: Indicates management contract or compensatory plan or arrangement.
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in Inline XBRL (included in Exhibit 101)
+Added: Schedules (or similar attachments) to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K.
+Added: The Company agrees to furnish supplementally a copy of all omitted schedules (or similar attachments) to the Securities and Exchange Commission on a confidential basis upon request.
+Added: Certain information was redacted from this exhibit pursuant to Item 601(a)(6) of Regulation S-K.
+Added: Management contracts or compensatory plans or arrangements.
Furnished herewith.
−Removed: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
−Removed: the undersigned thereunto duly authorized.
−Removed: THERAPEUTICS, INC.,
−Removed: Chief Executive
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: ALLARITY THERAPEUTICS, INC.,
+Added: November 14, 2024
+Added: /s/ Thomas H.
+Added: Chief Executive Officer
(Principal Executive Officer)
−Removed: Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: November 14, 2024
+Added: /s/ Alexander Epshinsky
+Added: Alexander Epshinsky
+Added: Chief Financial Officer
+Added: (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.