Item 5. Other Information
Item 5. Other information
(a) Other Information
N/A.
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Item 6. Exhibits
(a) Exhibits
No. Description
10.1 Third Amended and Restated Credit Agreement between Air T, Inc. and Minnesota Bank & Trust dated as of August 31, 2021, without exhibits or schedules , incorporated by reference to Exhibit 10.1 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476) .
10.2 Amended and Restated Revolving Credit Note of Air T, Inc. to Minnesota Bank & Trust in the amount of $17,000,000 dated August 31, 2021, incorporated by reference to Exhibit 10.2 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.3 Amended and Restated Term Note A of Air T, Inc. in the principal amount of $9,000,000 in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.3 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.4 Amended and Restated Term Note B of Air T, Inc. in the principal amount of $3,166,666.52 in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.4 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.5 Amended and Restated Term Note E of Air T, Inc. in the principal amount of $3,655,819.22 in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.5 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C o mmission file No. 001-35476).
10.6 Jet Yard Term Note in the principal amount of $2,000,000 in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.6 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.7 Amended and Restated Security Agreement by and amo ng Air T, Inc., the guarantors listed and Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.7 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.8 Guaranty of Jet Yard, LLC in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.8 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.9 Guaranty of Air T, Inc. in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.9 to the Company's Current Report on For m 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.10 Amended and Restated Guaranty of various Air T subsidiaries in favor of Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.10 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.11 Amended and Restated Collateral Account Agreement between Ambry Hill Technologies, LLC and Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.11 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.12 Amended and Restated Collateral Account Agreement between Jet Yard, LLD and Minnesota Bank & Trust dated August 31, 2021, incorporated by reference to Exhibit 10.12 to the Company's Current Report on F orm 8-K dated September 7, 2021 ( C ommission file No. 001-35476).
10.13 Fourth Amendment to Supplement #2 to Master Loan Agreement between Contrail Aviation Support, LLC and Old National Bank effective September 2, 2021, incorporated by reference to Exhibit 10.1 to the Company's Current Report on F orm 8-K dated September 9, 2021 ( C ommission file No. 001-35476).
10.14 Third Amended and Restated Promissory Note Revolving Note of Contrail Aviation Support, LLC to Old National Bank dated September 2, 2021, incorporated by reference to Exhibit 10.2 to the Company's Current Report on F orm 8-K dated September 9, 2021 ( C ommission file No. 001-35476).
10.15 Cooperation Agreement by and among Insignia Systems, Inc., Nicholas J. Swenson, Air T, Inc., Groveland Capital LLC; AO Partners I, L.P.; AO Partners, LLC and Glenhurst Co., dated October 11, 2021 , i ncorporated by reference to Exhibit 10. 1 to the Company's Current Report on F orm 8-K dated October 13 , 2021 ( C ommission file No. 001-35476).
10.16 Real Estate Purchase Agreement between Air T, Inc. and WLPC East, LLC dated October 11, 2021, without exhibits , i ncorporated by reference to Exhibit 10.1 to the Company's Current Report on F orm 8-K dated October 1 9 , 2021 ( C ommission file No. 001-35476).
10.17 Air T, Inc. 2020 Omnibus Stock and Incentive Plan *, incorporated by reference to the Company's Definitive Proxy Statement as Appendix A on Form DEF 14A dated July 19, 2021 (Commission File No. 001-35476)
10.18 Form of Non-Qualified Stock Option Award Agreement under 2020 Omnibus Stock and Incentive Plan *, incorporated by reference to the Company's Definitive Proxy Statement as Appendix B on Form DEF 14A dated July 19, 2021 (Commission File No. 001-35476)
31.1 Section 302 Certification of Chief Executive Officer and President
31.2 Section 302 Certification of Chief Financial Officer
32.1 Section 1350 Certifications
99.1 Press Release dated October 29, 2021 regarding United States Air Force Contract Award to Global Ground Support, LLC. , incorporated by reference to Exhibit 99 .1 to the Company's Current Report on F orm 8-K dated October 1 9 , 2021 (c C mmission file No. 001-35476).
101 The following financial information from the Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Balance Sheets, (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Statements of Stockholders Equity, and (v) the Notes to the Condensed Consolidated Financial Statements.
* Portions of the limited liability company exhibit have been omitted for confidential treatment.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AIR T, INC.
Date: November 12, 2021
/s/ Nick Swenson
Nick Swenson, Chief Executive Officer and Director
/s/ Brian Ochocki
Brian Ochocki, Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.