OTHER INFORMATION
−Removed: None of the Company’s directors or officers adopted, modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company’s fiscal quarter ended June 30, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
+Added: None of the Company’s
+Added: directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during
+Added: the Company’s fiscal quarter ended September 30, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
+Added: Rescission Certificate, dated September 8, 2025 (previously filed as Exhibit 2.1 of Form 8-K filed with the SEC on September 11, 2025).
Second Amended and Restated Certificate of Incorporation (previously filed as Exhibit 3.1 of Form S-11 filed with the SEC on August 8, 2023).
11 unchanged sentences
Form of Placement Agent Warrant (previously filed as Exhibit 4.2 of Form 8-K filed with the SEC on July 22, 2025).
−Removed: Form of Inducement Letter (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on April 7, 2025).
−Removed: Form of Voting Agreement (previously filed as Exhibit 10.2 of Form 8-K filed with the SEC on April 7, 2025).
−Removed: Form of 2022 Equity Incentive Plan Restricted Stock Unit Award Agreement (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on April 30, 2025).
−Removed: Second Amendment to Employment Agreement of Giri Devanur, dated June 3, 2025 (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on June 4, 2025).
−Removed: Second Amendment to Employment Agreement of Michael J.
−Removed: Logozzo, dated June 3, 2025 (previously filed as Exhibit 10.2 of Form 8-K filed with the SEC on June 4, 2025).
−Removed: Exchange Agreement, dated as of June 9, 2025, between reAlpha Tech Corp.
−Removed: and Streeterville Capital, LLC (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on June 10, 2025).
+Added: Exchange Agreement, dated as of July 3, 2025, between reAlpha Tech Corp.
+Added: and Streeterville Capital, LLC (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on July 8, 2025).
+Added: Consent, Release and Waiver, dated as of July 15, 2025, by and between reAlpha Tech Corp.
+Added: and Streeterville Capital, LLC ( previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on July 16, 2025).
+Added: Form of Securities Purchase Agreement (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on July 18, 2025).
+Added: Form of Voting Agreement previously filed as Exhibit 10.2 of Form 8-K filed with the SEC on July 18, 2025).
+Added: Form of Securities Purchase Agreement (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on July 22, 2025).
+Added: Certificate of Full Repayment and Release of Obligations, dated July 23, 2025 ( previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on July 23, 2025).
+Added: Amended and Restated Executive Employment Agreement of Michael J.
+Added: Logozzo, dated September 25, 2025 (previously filed as Exhibit 10.1 of Form 8-K filed with the SEC on September 29, 2025).
+Added: Amended and Restated Executive Employment Agreement of Piyush Phadke, dated September 25, 2025 (previously filed as Exhibit 10.2 of Form 8-K filed with the SEC on September 29, 2025).
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer.
11 unchanged sentences
Indicates management contract or compensatory plan or arrangement.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: Pursuant to the requirements
+Added: of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned,
+Added: thereunto duly authorized.
REALPHA TECH CORP.
−Removed: August 14, 2025
+Added: November 12, 2025
/s/ Michael J.
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 14, 2025
+Added: November 12, 2025
/s/ Piyush Phadke
Piyush Phadke
−Removed: Chief Financial Officer (Principal Financial and Accounting Officer)
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.